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IS A COMMNED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER Y
COMMUNICATIONS OCCULOIC( Page 2- of :3 Clown& drench Penhing I.I.C. a %bay owned gabbling of The Balk el New York Mellon Ceeporatton any Melba) Pennine llCanerreer RA*. PL,.11‘JeLefIA-00346609 DB-SDNY-0009433 EFTA 00157218 EFTA01289581 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACT
IS A COMMNED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T S AVALABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEA
COMMUNICATIONS LXCILLUICI Page 19 of 3' Clown& drone. Penhing tIC. a Await owned sabudiara of The Beak or New York Mellon Ceeporatlan (MY Mace) Pennine man. PL,.IKE:t.GM_00346684 DB-SDNY-0009508 EFTA_00157 293 EFTA01289656 Schedule of Realized Gains and Losses Current Period (continued) Descrip
IS A CONENED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YE
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IS IS A COM3NED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MANTANED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE Aren INT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER Y
eer Since 2001 OM AR RAMO COMMUNICATIONS comma Clearing through Peal% LUC, abaft owned sticliwy of TM Barra New Yak Melba CoMotationaNY Mellon) Pennine 11C. monto FINRA.Wallt 00046436 DB-SDNY-0009260 EFTA_OO157C45 EFTA01289408 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Portfolio Holdings
IS A CONFINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR INSPECTION UPON REQUEST. TAX INFORMATION • AFTER Y
01 CALOR RA TID COVIMUNICATTONS wr MEMEL Cleating throush Perstang LUX. a abaft owned stinicliary of** Barta Now Yak Melba camomile', Ow( WIWI Pennine monSt. FINRAMOYaLelt00047204 DB-SDNY-0010028 EFTA_001 57813 EFTA01290073 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Portfolio Holdings (c
Entities connected to both THE FEDERAL RESERVE SYSTEM and Pennine
THE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATION
Jeff Sessions
PERSONON PERSHING'S
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTAXABLE
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONPershing
LOCATIONthe State of New York
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONPie Chart
ORGANIZATIONClient Service Information
ORGANIZATIONMoney Market Fund
ORGANIZATIONJersey City
LOCATION
Baltimore
LOCATION