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IS A COMBINED STATEMENT Of YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR INSPECTION UPON REQUEST. TAX INFORMATION • AFTER
aceilent Clearing SwabAmboy LIC, a wliolly owned Every Vex Since 2007 subsidiary el Ilwa &onkel New York MeBon DAUM& MUD COMMSCATICOS Caponthan (SW Mellon) n . EXCIMENC( Penne. MC. mtrytt, FiliRnAIMYLISAA-00046762 DB-SDNY-0009586 EFTA_00157371 EFTA01289734 Transactions by Type of Activity Proc
IS A OOMBNED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER Y
ry Yaw Siva 2007 DAWN ItAl ED C0MMISCA110.15 EXCII WC( Owing tlwonsh Amiens Ilt. a Sally owned subsidiary aim Sari of New York Mellon Carpontim (SW Mellon) Penne. MC. nver-ter EiliRnAcW4Y4S.M_00048925 DB-SDNY-OO11749 EFTA_OO I 59534 EFTA01291178 For Your Information The European Central Bank (the'
IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR INSPECTION UPON REQUEST. TAX INFORMATION • AFTER
DALIAR MT ED C0MMUNCATI0NS EXallENC( Page 3 of '0 Onring IMO. Paging LIC, a wholly...toed subsidiary of Ilie &onkel It,,, York Mellon CciPontim (SW Mellon) n a Pena...* LLc. nwrrtt. 1- 1.201"_ ,J004 7786 DB-SDNY-00 10610 EFTA_00 158395 EFTA01290423 Portfolio Holdings Disclosures (continued) For
IS A OOMBNED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER Y
2007 DALIAR RATED COMMLINICATIMS EXCQUINCIE Page 3 of 6 Owing tThrthabrts LIC, a wholly ...n.0 sublicharni The &onkel Haw Yak Mellon Crponthal (SW Mellon) Peritn KC immter FiliRnAWAS.M-00049480 DB-SDNY-00 12304 EFTA_00 I 60089 EFTA01291654 NA essages (continued) account. Please see the money mark
IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR INSPECTION UPON REQUEST. TAX INFORMATION • AFTER
AW ballerd Clewing IMO. Pining LIC, a wholly owned Every Yew Slece 2007 subsidiary as brief New York Mellon DAISAR WED COMMJNCATICOS Corponthal (SW Mellon) nn .. EXCEUENCC Pentww ue mtrytt, FiliRILAWASAA-00 049720 DB-SDNY-00 12544 EFTA_00 160329 EFTA01291815 Summary of Gains and Losses Short-Ter
Entities connected to both THE FEDERAL RESERVE SYSTEM and SW Mellon
THE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATION
Jeff Sessions
PERSONINDEBTED TO PERSHING LLC
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTAXABLE
ORGANIZATIONTIME PERSHING
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONPershing
LOCATIONthe State of New York
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONClient Service Information
ORGANIZATIONPie Chart
ORGANIZATIONJersey City
LOCATION