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TERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION F YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: IF YOU MAINTAIN A MARGN ACCOUNT. THIS IS A COMNNED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF
OLE Cio paperless L THERA CO ILL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) NFIDrariAL Page 3 of 20 Rata. tmolloni Every Vat Slate 2007 DALBAR RATED COMMUNICATIONS rxenurraer -ar.t.t" SDNY_GM_00045858 Ce-SDNY-0008682 EFIA_00 156467 EFTA01288830 Portfolio Holdings (continued) Date Acquired Fixed Income
TERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCE!. INSTITUTION F YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: IF YOU MAINTAIN A MARGN ACCOUNT. THIS IS A CONFINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MANTANED FOR YOU UNDER REGULATION T OF THE BOARD OF
paperless Tr- E FAZE TO RLST N F I Ora/1AL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Page 2 of 10 !Mud Ramollenti Even. V... Lowe 2007 DALBAR RATED COMMUNICATIONS rxenurner SDNY_Gfut_00048088 DB-SDNY-00 10912 EFTA_00158697 EFTA01290725 Deutsche Asset & Wealth Management Oat 1770, Balamore, MD 21203 Po
ATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION F YOU DESIRE ADDITIONAL COPES. MARGIN INFORMATION: IF YOU MAINTAIN A MARGN ACCOUNT. THIS IS A COM3NED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF
43 Go paperless TFE CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) FAZE rRGSrONFI DranAL Page of 10 Rated tacellera L very Year Since 2'007 DALBAR RATED COMMUNICATIONS rxentrwer SDNCGM_00048221 DB-SDNY-0011045 EFTA_00 158830 EFTA01290858 Activity Summary ,air' amounts shown are in base currency) Credits This
TERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION F YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: IF YOU MAINTAIN A MARGN ACCOUNT. THIS IS A CONFINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD O
City, New Jersey 07399; (201) 413-3330. Page 8 of 8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID Rated (Kent.% (rev Year S.ritt 2001 DALBAR RATED COMMUNICATIONS ClatIANCI Cleating through Pantiles1.Mo abaft owned Snider" of Ow 6.31* a New Yak Mellon Corporation (IN't Melee) Ptrshinellf.rnenix. FINRA.A4V5
Entities connected to both MARGN and DALBAR RATED COMMUNICATIONS
Pershing
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONthe State of New York
LOCATIONUSAGES
ORGANIZATIONPie Chart
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
CUSTOMS
ORGANIZATIONPershing LLC
ORGANIZATIONLegal Department
ORGANIZATION
Jeff Sessions
PERSONON PERSHING'S
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
Ghislaine Maxwell
PERSONthe Options Clearing Corporation
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTAXABLE
ORGANIZATIONJersey City
LOCATIONClient Service Information
ORGANIZATIONMoney Market Fund
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATION