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FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCO
ery Year Since 2007 DALIAR RATED COMMUIIICATIONS LXCILLINCI Clewing *roar Pate, IIC a wiepreved subsidiary a The Mak a New Yak Meta CarpotatIon (OM Mellon) P U.C.ertn—bn FilislAVVVELGM-00046577 DE1-SDNY-0009401 EFTA_00 157186 EFTA01289549 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Transact
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT Of ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES PI YOUR ACCO
Every Year Since 2007 DALIARIATEDCOMMUNICATIONS LC:WINCE Charing through Pealing11C • Say ogrnai setaklan of The Mak a New Yon Melba Corpont$ on OM Mellon) Peribitte LC. avert. Finits...WKa9m—00046690 DB-SDNY-0009514 EFTA_00 157299 EFTA01289662 Transactions by Type of Activity (continued) Proms'
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES 14 YOUR ACCO
r Sect 20O1 DALBAR RATED COMMUNICATORS acittuta Cleating VVOUgh Pershing LUC a Sbany owned stinithory of the Bark of New Yak Mellon Corporation (OM Mellon) AW m_00046366 Ptrshinellf. mat. FINRA. Sit! DB-SDNY-0009190 EFTA_00 156975 EFTA01289338 Portfolio Holdings (continued) DateAcquired Quant
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCO
ient Every Yet Since 2007 DALBAR RATIO COMMUNICATIONS ()tallMCC Clams through Fenian LLC **bay ems .Mawr a The Mak a New Yoh Mellon CarpontIon (OM Mellon) Per Ow 11.C.rnnter iirreA.WANLGM_00047139 DB-SONY-0009963 EFrA_00 157748 EFTA01290008 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Activit
Entities connected to both ON PERSHING'S and OM Mellon
THE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATION
Jeff Sessions
PERSONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTAXABLE
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONPershing
LOCATIONthe State of New York
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONPie Chart
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONClient Service Information
ORGANIZATIONJersey City
LOCATION
Baltimore
LOCATIONMoney Market Fund
ORGANIZATION