5
Shared Docs
5
Same-Page
5 / 5
Mentions
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH, ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD, ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCO
eview your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CUNFIDFIT'FAL- Rated Eicallent Every Vex Since 2007 DALBAR RATED CONVOCATIONS EXCIALENCt Page ' of '6 Owing through holing LI.C, a wholly owned subsklin e4 The Unto. New Yea Mellon CA•Potati
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH, ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCO
ied; (II) the class is decertified; or CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 7 of 8 A0099412CSF30018 CONFIDO. AL- Rated Etcaornt Every Vex Since 2007 OMAR RA1ED CONVOCATIONS EXCIAL CNC( Owing tlwonsh Peaking PIC a wholly owned subsidiary el Ille Sank of New York Mellon CAnnatim (MY Mellen
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCO
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) AIOC . tee te. Account Num CONFID . AL- Rated tacellent Owing through Mains LLC, a wbolly owned Every Vex Since 2007 subsidiary as brat of New York Mellon DALSAR WED COMMANICATIM Camonthal (SW Mellon) nm . EXCIMENC( venter toemeterFIIIRAAV VYLIPM-00049113
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD, ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCO
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) AO 099437CSF30018 r • kjoll'a. CONFID L4 Rape (sawn Owing Sae. Periling U.C, a wttelly owned Every Vex Since 2007 subsidiary et Ilya kM el New York Mellon DALSAR WED COMMUNCATICOS Carporatine (MY Mellon) np... EXCIMENCE Penne, KC, inerrte. FiliRnAIMYYPO
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD, ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: NTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOU
U S DOLLARS 0.00 34.10 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 5 of 9 Account Number MOM atcencSx:21 CONFID AL- Rated Etcaornt Every Vex Since 2007 MAAR RA TED COMMUNCATIM EXCIAL CNC( Owing Hwang% Pmbing PIC a wally owned subsidiary a The brat a New York Mellon onnentim (eon, Melon) Pe
Entities connected to both ON PERSHING'S and Every Vex Since
THE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONUSAGES
ORGANIZATION
CUSTOMS
ORGANIZATION
Jeff Sessions
PERSONINDEBTED TO PERSHING LLC
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTIME PERSHING
ORGANIZATIONTAXABLE
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONthe State of New York
LOCATIONPershing
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONPie Chart
ORGANIZATIONClient Service Information
ORGANIZATIONJersey City
LOCATION