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SACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS, CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED, OR IF
ket Even Year SoKe 200/ DALBAR RATED COMMUNICATIONS tzetteletCE Page 3 of 19 Cloarlas through P Wie LLC,a Sbaly owned adnithory of Ow Barka Now YM Melba Corporation (VW Waal Pashint motto FINROARtlieleM_00046364 DEI-SDNY-0009188 EFTA_00 156973 EFTA01289336 Portfolio Holdings (continued) Adjus
SACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED, OR IF
httlket Even Year SoKe 200/ DALBAR RA TED COMMUNICATIONS (XCOJANCE Page 3 of 17 Clearlas through P.O.W. LAC, Sbaly toned att." of Ow Barka Now YM Melba CoMotation (MY WIWI Pas him LIC. mote. FINIto,MtlYeLelt00046437 CBSDNY-0009261 EFIA_00157046 EFTA01289409 Portfolio Holdings (continued) Dale
SACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED, OR IF
Rated (.hiked Even Year SoKe 200/ DAL BAR RA TED COMMUNICATORS (XCOJANCE Clearlas through Perstarell.C. a Saw/ toned stinithory of tMeanka Now YM Melba CoMotation (MY NNW) Per sNnt tLC. mama. FINRA.latfiaGM-00047207 DB-SDNY-00 10031 EFIA_001 57816 EFTA01290076 Transactions by Type of Activity
Entities connected to both USAGES and YM Melba
THE FEDERAL RESERVE SYSTEM
ORGANIZATION
CUSTOMS
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONON PERSHING'S
ORGANIZATION
Jeff Sessions
PERSONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTAXABLE
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONPershing
LOCATIONthe State of New York
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONClient Service Information
ORGANIZATIONPie Chart
ORGANIZATIONJersey City
LOCATION
Baltimore
LOCATIONMoney Market Fund
ORGANIZATION