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SACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS, CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF
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ACTIONS • ALL ORDERS AND TRANSACTIONS SHALL. BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTK)N. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED, OR IF
. R CRilvl P. 6(e) Account Numb CONFIDO. Page 15 of 27 Rated Excellent Clain; lamer. I1C nib* wend beer Year Since 2007 sataldlarg al The in a New Vat Mellon DAIIIAR WM COMMUNICATIONS Carpotat$ an (Ely Man) LXCELLENCE Per Ml 11.C. rinetan FINRA.SiVVELGM-00046625 DI3-SDNY-0009449 EFTA_00157234 EFTA0
SACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANCWOR SETTLED. OR IF
- PURSUANT TO FED. R. CRIM. P. 6(e) e""C6HFID L Rated Galls. Oaring Omagh Penblin IIC aut.^ owned Eery Vex Since 2007 satosIdlary of The lank a New Vat Mellon DAUM PATEDCOIAMMICAllONS Corporation OM Aldan) ,..... , EXCULOC PesHeatttC.reente F iNRA.IIW l‘i:t9M-00046268 DB-SDNY-0009092 EFTA_00 156877
Entities connected to both USAGES and New Vat Mellon
THE FEDERAL RESERVE SYSTEM
ORGANIZATION
CUSTOMS
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONON PERSHING'S
ORGANIZATION
Jeff Sessions
PERSONINDEBTED TO PERSHING LLC
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTAXABLE
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONthe State of New York
LOCATIONPershing
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONClient Service Information
ORGANIZATIONPie Chart
ORGANIZATIONJersey City
LOCATION
Baltimore
LOCATION