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SACTIONS • ALL ORDERS AND TRANSACTIONS SHALL SE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF
ellent Every Yew Sax 2007 DALIN, MILD COMPAINICATIONS EXCSADICE Cleats Ilveugh holing MC • SW/ sad subwhary Oft emit of New York Mellon Comm.'s CONY Mellon) ;in t,* c INRAAttlYaGM_00047745 DB-SDNY-0010569 EFTA_00158354 EFTA01290382 15 I Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Important
SACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F AP
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SACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS, CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED, OR IF
tan Year Sect 2C0/ DALBAR RATED COMMUNICATIONS 'nutria Cleating throush haft LLC. a Sway owned adnicliory of Ow urea New Yak Mellon Co•Potation CONY Mellon Ptrshine 11C. M FINRA.AW 00046411 DB-SDNY-OOO9235 EFTA_OO 157O2O EFTA01289383 Activity Summary (continued) Cis/ALIN:NW Debits Diskirled Ne
Entities connected to both USAGES and CONY Mellon
THE FEDERAL RESERVE SYSTEM
ORGANIZATION
CUSTOMS
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
Jeff Sessions
PERSONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTAXABLE
ORGANIZATIONTIME PERSHING
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONthe State of New York
LOCATIONPershing
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONClient Service Information
ORGANIZATIONPie Chart
ORGANIZATIONJersey City
LOCATION