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SACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF
)30 FO 11/01/13 Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 -5,365.67 Dividends and Interest 11101113 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT SPARES 5,385 67 USD PHSX 153301.8130 SHRS RD 10130 PD 11101)13 11)15/13 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 993.51 USD DEP
2 mentions1 same-page
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SACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, IF ANY, WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF
SITS INTEREST RECEIVED 458997996 BOND INTEREST RECEIVED 46262EAE5 .P MORGAN HIGH YIELD FUND SELECT CLASS 328109.8970 SIRS RD 10130 PD 11101113 P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 204650 1630 SF RS RD 10130 PD 11101/13 1200000 PEABODY ENERGY CORP SR NT 7.375% 11101116 8/E DID 10/12/06 CLB RD 10115 PD 11/01113 BANKAME
2 mentions1 same-page
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ACTIONS • ALL ORDERS AND TRANSACTIONS SHALL. BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED AMPOR SETTLED. OR IF
4000 RD 12127 FO 12/29116 Total Securities Bought and Sold - US DOLLARS 0.00 41,28610 Dividends and Interest 12129/16 CASH DIVIDEND RECEIVED ,P MORGAN FLOATING RATE INCOME FUND SELECT 11,268.40 USD .PH SX SHARES 234716 6350 SHRS RD 12127 PD 12/29/16 12130116 MONEY MARKET FUND DEUTSCHE GOUT CASH 10,908.01 DM INCOME RECEIVED
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2 mentions1 same-page
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SACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF
TH PFD 33,945.35 USD C PRK SERK DIV 6.875% PERPETUAL MATY PERPETUAL CALL 111151230 25.00 RD 02105 PD 02116/16 02126116 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 8,142.42 USD ..PHSX 228178.2580 SHRS RD 02/24 PD 02/26116 02/29/16 MONEY MARKET FUND DEUTSCHE GO VT CASH 5,679.03 USD INCOME RECEIVE
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Mutual Connections (76)
Entities connected to both USAGES and P MORGAN FLOATING RATE INCOME FUND SELECT
THE FEDERAL RESERVE SYSTEM
ORGANIZATION71 w/ USAGES·4 w/ P
CUSTOMS
ORGANIZATION71 w/ USAGES·4 w/ P
THE BOARD OF GOVERNORS OF
ORGANIZATION69 w/ USAGES·4 w/ P
THE CLEARING FACILITY
ORGANIZATION69 w/ USAGES·4 w/ P
Jeff Sessions
PERSON67 w/ USAGES·4 w/ P
ON PERSHING'S
ORGANIZATION67 w/ USAGES·2 w/ P
INDEBTED TO PERSHING LLC
ORGANIZATION60 w/ USAGES·4 w/ P
BNY MELLON CAPITAL MARKETS
ORGANIZATION56 w/ USAGES·2 w/ P
TAXABLE
ORGANIZATION47 w/ USAGES·4 w/ P
the Pershing Customer Service Department
ORGANIZATION41 w/ USAGES·4 w/ P
the State of New York
LOCATION40 w/ USAGES·4 w/ P
Legal Department
ORGANIZATION39 w/ USAGES·4 w/ P
Pershing
LOCATION40 w/ USAGES·3 w/ P
Pershing LLC
ORGANIZATION37 w/ USAGES·4 w/ P
Securities Investor Protection Corporation
ORGANIZATION33 w/ USAGES·4 w/ P
Client Service Information
ORGANIZATION32 w/ USAGES·4 w/ P
the Options Clearing Corporation
ORGANIZATION33 w/ USAGES·3 w/ P
Pie Chart
ORGANIZATION31 w/ USAGES·3 w/ P
Jersey City
LOCATION30 w/ USAGES·2 w/ P
Money Market Fund
ORGANIZATION28 w/ USAGES·3 w/ P