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SACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND NTERPRETATIONS OF THE EXCHANGE CA MARKET AND THE CLEARNG FACLITY, IF ANY. W HERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F AP
BEST BID CR OFFER FIBS% ON CERTAIN LARGER ORDERS. CR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURRY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TOW HOCH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THE
2 mentions1 same-page
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SACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE CA MARKET AND THE CLEARING FACLITY, IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F A
BEST BO OR OFFER Nee% ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TOW RICH ORDERS ME AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEI
2 mentions1 same-page
Page ?Same page
SACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION, RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, IF ANY, WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF
O EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER I NB80) IN CERTAIN SECURITIES THAT ARE NOT ELECTRONICALLY QUOTED. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF TH
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NSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITLMON, RULES. REGULATIONS. CUSTOMS, USAGES, RUUNGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, IF ANY, WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED, OR IF
O EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). IN CERTAIN SECURITIES THAT ARE NOT ELECTRONICALLY QUOTED, PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF TH
2 mentions1 same-page
Page ?Same page
NSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITLMON, RULES. REGULATIONS. CUSTOMS, USAGES, RUUNGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, IF ANY, WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED, OR IF
O EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). IN CERTAIN SECURITIES THAT ARE NOT ELECTRONICALLY QUOTED, PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF TH
2 mentions1 same-page
Page ?Same page
NSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITLMON, RULES. REGULATIONS. CUSTOMS, USAGES, RUUNGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, IF ANY, WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED, OR IF
O EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). IN CERTAIN SECURITIES THAT ARE NOT ELECTRONICALLY QUOTED, PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF TH
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Mutual Connections (70)
Entities connected to both USAGES and CONTACTS MARKET CENTERS TO
THE FEDERAL RESERVE SYSTEM
ORGANIZATION71 w/ USAGES·6 w/ CONTACTS
CUSTOMS
ORGANIZATION71 w/ USAGES·6 w/ CONTACTS
THE BOARD OF GOVERNORS OF
ORGANIZATION69 w/ USAGES·4 w/ CONTACTS
ON PERSHING'S
ORGANIZATION67 w/ USAGES·6 w/ CONTACTS
THE CLEARING FACILITY
ORGANIZATION69 w/ USAGES·4 w/ CONTACTS
Jeff Sessions
PERSON67 w/ USAGES·2 w/ CONTACTS
INDEBTED TO PERSHING LLC
ORGANIZATION60 w/ USAGES·3 w/ CONTACTS
TAXABLE
ORGANIZATION47 w/ USAGES·4 w/ CONTACTS
the Pershing Customer Service Department
ORGANIZATION41 w/ USAGES·3 w/ CONTACTS
the State of New York
LOCATION40 w/ USAGES·3 w/ CONTACTS
Pershing
LOCATION40 w/ USAGES·3 w/ CONTACTS
Legal Department
ORGANIZATION39 w/ USAGES·3 w/ CONTACTS
the Options Clearing Corporation
ORGANIZATION33 w/ USAGES·3 w/ CONTACTS
Securities Investor Protection Corporation
ORGANIZATION33 w/ USAGES·3 w/ CONTACTS
Pie Chart
ORGANIZATION31 w/ USAGES·3 w/ CONTACTS
Jersey City
LOCATION30 w/ USAGES·3 w/ CONTACTS
Money Market Fund
ORGANIZATION28 w/ USAGES·3 w/ CONTACTS
Account Value
ORGANIZATION25 w/ USAGES·2 w/ CONTACTS
BNY Mellon
ORGANIZATION20 w/ USAGES·2 w/ CONTACTS
13 w/ USAGES·2 w/ CONTACTS