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in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organizat
ries) will be billed at the rates such agents use. Page 4 of 9 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) AO 100C 270CSF3 O 0025 NFIDO. AL- Rated Emarnt (wry Veit Snce 2007 MAAR RAT ED COMMUNICATICNS EXCIA CNC t Chains tlwonglihnbing PIC a Sally owned subsidiary e4 TM brit W New York Mellon Calw
in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at All other inquiries regarding your account or activity should be directed to your financial institution Your financial organization's contact in
tact your Investment Specialist for more information. Page 6 of 8 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account NumbelliM CONFIDO. AL- Rated Emarnt Every Vex Snce 2007 DALMR RATED COMMUNICATIM EXCIAL CNC( Owing through Penh% ISC.• Sally maid subsidiary el The Banta New York Melia CA•Pontimi
in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at =MM. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's cont
nvestment Specialist for more information. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 5 of 7 Account Number. Amps:sr.:: CONFIDO. AL- Rated Emarnt (wry Vex Since 2007 MAAR RAIEDCOMMUNCATICNS EXCIALLNa Owing tlwone"nting PIC, wholly owned subsidiary Ilwa Unit New York Mellon CAgnatkie (MY
in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organizat
e) ()Juin, Period Year-to-Dile Tavatee Non Taal* Taxable Non Taxable 0.00 0.00 63.00000 0.00 Page 2 of B Account Number 4 CONFIDO. AL- Rated Emarnt Every Veit Since 2007 DAUM, RAT ED CONVOCATIONS EXCEL INC t Owing Uwwd. holing PIC a Sally owned subsidiary a nne Unit of New York Meta Cc•Pont
Entities connected to both the Pershing Customer Service Department and Rated Emarnt
Pershing
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONJersey City
LOCATIONthe State of New York
LOCATION
Baltimore
LOCATIONClient Service Information
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSONMoney Market Fund
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONTAXABLE
ORGANIZATIONPie Chart
ORGANIZATIONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATION