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0,000 00 of these shares are in your margin account 12111113 60.000.000 49 4350 2.966.098.50 492300 2.953.800 00 -12.298.50 58,131.20 1.91% Total Exchange-Traded Products 12,988,098.50 Cod Bads $2,953,800.00 Market Value -$12,298.50 Um/talked Galot Loss Acaued Interest $56,434.20 Estimated Animal Income To
erless Page 10 of 21 SO I. TH ERN CO N LLC. F I DAENTIAL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Raba tacellenti (very V.a. Siam 2007 DALBAR RATED COMMUNICATIONS IXCILLINC, SDNY_GM_000155.57 DB-SDNY-OOO8381 EFTA_00156166 EFTA01288529 Deutsche Asset & Wealth Management PO Dox 1778, Sallimore. MD 21203
h CUSP. 97717W851 61000.00 of these shares are in your margin account 12/11113 60.000 000 49.4350 2,966,09830 55.0100 3.309600.00 334,50110 Total Exchange-Traded Products 12,966,09810 13,30000.00 1334,601.50 Estimated Estimated Annual Income Yield 45,236.40 1.37% $45,236.40 Unrealized kaued Estimated Cod B
OLE Cio paperless L THERA CO ILL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) NFIDrariAL Page 3 of 20 Rata. tmolloni Every Vat Slate 2007 DALBAR RATED COMMUNICATIONS rxenurraer -ar.t.t" SDNY_GM_00045858 Ce-SDNY-0008682 EFIA_00 156467 EFTA01288830 Portfolio Holdings (continued) Date Acquired Fixed Income
0000.00 of these shares are in your margin account 12/11113 80.000.000 49 4350 2,988,098.50 49.2200 2,953.200 00 -12.898.50 58.434.20 1.91% Total Exchange-Traded Products $2,988,098.50 Cost Bads 92,953,200.00 Market Value -812,898.50 UarealMed Gals/ Loss Actrued Mitered $68,434.20 Estimated Maul Income Tot
visit: vnwtpershing.coinfstrength_stability.html. Paget? of 18 Account Number: Go paperless e t ) Rated twallella 9O1.1. bray 'Ian LSO, 2'007 DALBAR RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6:06THERk F I DENTIA exararmer ..... SDNY_GM_00046023 OB-SDNY-0006847 EFrA_00156632 EFTA01288995
Entities connected to both Total Exchange-Traded Products and DALBAR RATED COMMUNICATIONS
Legal Department
ORGANIZATIONthe State of New York
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONPershing
LOCATIONthe Options Clearing Corporation
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONAccount Value
ORGANIZATIONPershing LLC
ORGANIZATION
Jeff Sessions
PERSONPie Chart
ORGANIZATION
Ghislaine Maxwell
PERSONON PERSHING'S
ORGANIZATIONMoney Market Fund
ORGANIZATIONUSAGES
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
CUSTOMS
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONTAXABLE
ORGANIZATION