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Document Mentions (4 shared documents)
2 mentions1 same-page
Page ?Same page
iod IdsPeriod Cash, Money Funds, and Bank Deposits 56,026.91 38,963.68 86,512.41 Equities 1,072,484.00 703,600.00 559,325.00 Account Total (Pie Chart) 81,128,490.91 $742,563.68 $645.837.41 Please review your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FE
ities Bought and Sold 07106117 08130117 SOLD DISNEY WALT CO DISNEY COM BKCM APERSHINGAERATE -500.000 106.2150 53,050.27 USD DIS MAKESA MKT IN THISSECURITY 8 ACTED AS PRINCIPAL UNSOLICITEDORDER 07/28117 07/25117 SOLD DISNEY WALT CO DISNEY COM BKCM A PERSHING AFRLIATE -1 000.000 106 8224 106,753.94
2 mentions1 same-page
Page ?Same page
3% Mutual Funds 3,020,938.22 3,070,528.05 3,068,887.33 1% Exchange-Traded Products 6,444,920.00 937,620.00 880230.00 100% Account Total (Pie Chart) $97,272,547.37 $102,037,432.07 $102,070,019.45 Please review your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSU
ought and Sold 04103/18 03129/18 PURCHASED AMAZON COM INC BKCM A PERSHING AFFILIATE MAKESA Il KT 500 .000 1,423.7496 -711,930.80 USD AM ZN IN THISSECURITY 8 ACTED AS PRINCIPAL UNSOLICITED ORDER 04/03/18 03/29118 PURCHASED ASSURANT INC FAD TO FLTG SUB NT 7000% 03/27/48 B/E OTC 2.000.000 000 102.0000
2 mentions1 same-page
Page ?Same page
M utast Funds 3,020,938.22 3,057,397.24 3,050,791.64 3% Exchange-Traded Products 6,444,920.00 3,127,830.00 2.881.690.00 100% Account Total (Pie Chart) $97,272,541.37 $100,113,191.08 $100,798,935.86 Please review your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSU
lidded Settlement Amount 04/03/18 03129/18 Buy All AZ0N CON INC KM A PERSHING 500.900 1,423.7496 0.00 ,711,930.80 AFFILIATE MAKESA LW IN THISSECURITY 8 ACTED AS PRINCIPAL UNSOLICITED ORD 04/03/18 03129/18 Bay ASSURANT INC RD TO FLTG SUB NT 2.000.000.. 2,333.33 -2,042,339.33 7.000% 03121148
Sponsored
2 mentions1 same-page
Page ?Same page
quities 79,000,010.52 81,340,314.59 66,664,721.84 El 3% Exchange-Traded Products 2.972.400.00 3.120.000.00 3,138,000.00 100% Account Total (Pie Chart) $117,069,956.26 $120,803,697.80 1106.375.447.56 Please review your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURS
S SECURITY & ACTED AS PRINCIPAL UNSOLICITED ORDER 01/28/17 07/25/17 SOLD SQUARE INC CL A BKCII A PERSHING AFHLIATE IA AXES A MKT -200.000 SO IN THISSECURITY .1 ACTED AS PRINCIPAL UNSOLICITED ORDER 07/28/17 ornsrir SOLD TERRAFORM GLOBAL INC CL A BKCM A PERSHING AFRUATE 400.000 GLBL M AKES A MKT IN THI
Sponsored
Mutual Connections (125)
Entities connected to both Pie Chart and THISSECURITY
Baltimore
LOCATION45 w/ Pie·4 w/ THISSECURITY
the Pershing Customer Service Department
ORGANIZATION43 w/ Pie·4 w/ THISSECURITY
Pershing
LOCATION42 w/ Pie·4 w/ THISSECURITY
the Options Clearing Corporation
ORGANIZATION41 w/ Pie·4 w/ THISSECURITY
Pershing LLC
ORGANIZATION40 w/ Pie·4 w/ THISSECURITY
the State of New York
LOCATION39 w/ Pie·4 w/ THISSECURITY
Legal Department
ORGANIZATION38 w/ Pie·4 w/ THISSECURITY
THE FEDERAL RESERVE SYSTEM
ORGANIZATION35 w/ Pie·4 w/ THISSECURITY
Securities Investor Protection Corporation
ORGANIZATION35 w/ Pie·4 w/ THISSECURITY
Client Service Information
ORGANIZATION37 w/ Pie·2 w/ THISSECURITY
Jeff Sessions
PERSON34 w/ Pie·4 w/ THISSECURITY
Money Market Fund
ORGANIZATION35 w/ Pie·3 w/ THISSECURITY
ON PERSHING'S
ORGANIZATION33 w/ Pie·4 w/ THISSECURITY
THE CLEARING FACILITY
ORGANIZATION33 w/ Pie·4 w/ THISSECURITY
THE BOARD OF GOVERNORS OF
ORGANIZATION33 w/ Pie·4 w/ THISSECURITY
CUSTOMS
ORGANIZATION32 w/ Pie·4 w/ THISSECURITY
TAXABLE
ORGANIZATION32 w/ Pie·4 w/ THISSECURITY
USAGES
ORGANIZATION31 w/ Pie·4 w/ THISSECURITY
Jersey City
LOCATION30 w/ Pie·4 w/ THISSECURITY
Ghislaine Maxwell
PERSON26 w/ Pie·3 w/ THISSECURITY