Back to Network
3
Shared Docs
3
Same-Page
3 / 3
Mentions
Document Mentions (3 shared documents)
2 mentions1 same-page
Page ?Same page
Money Funds, and Bank Deposits 205,961.90 1,419,312.57 1,479,787.72 47% n Mutual Funds 1,538,176.57 1,651,023.14 1,670,021.17 Account Total (Pie Chart) $1,742,138.47 $3,130,336.71 $3,110,1011.19 10503% CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) r Please rev e,v1,0.,r alicca:Foe pro° ca 7
tion Ouan Statement Period:1110112M - 101311211e Price Ac rued Interest Amount Correa Dividends and Interest 10/28116 CASE DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FEND SELECT 6,159.52 USD Ph SX SHARES 114581.5290 SI- RS RD 10/26 PO 10/28116 10131118 MONEY MARKET FUND DEUTSCHE GOVT CASF 812.2
2 mentions1 same-page
Page ?Same page
8,340.05 43,913,182.65 LSD Axed Income 15.405,626.60 11.443.713.96 11,434,280.31 LSD Equities 0.00 3 302 354 76 7,003.130 00 Account Total (Pie Chart) 922,991,662.95 962,094,408.77 962,350,592.99 See the Asset Allocation Disclosure and Footnotes section tor iniportant intormahon regarting your
ate Date Activity Type Description Quantity Price Aweed Merest Amount Currency Securities Bought and Sold 10101/14 REINVEST CAST-. INCOME ,P MORGAN FLOATING RATE INCOME FLND SELECT SHARES 813.174 .8.074.82 LSD Pr SX 212495.1830 SHRS SI-RS FILRCH. AT 59.93000 RD 09129 PO 10/01114 10/31/11 10/28114
2 mentions1 same-page
Page ?Same page
3.538,83000 8% Equities 7.390,940 00 6,988,040.00 7.122,650 00 15% ututd Funds 2 050,677 86 2,203,989 20 2,229,350 54 5% Account Total (Pie Chart) $63,842,992.78 140,825,763.25 148,880,282.00 100% VOALI Rol CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) This Period Year-to-Date 146,6
11000 FED 72800.00 USD C PRC SERC DIV 5.8% PERPETUAL MATT PERPETUAL CALL 04122118@ 25.00 RD 04111 PD 04/22116 04/28116 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOMEFUND SELECT SHARES 8,206.19 USD .PFSX 227949.8290 SHRS RD 04/26 PD 04128116 04/29116 MONEY MARKET FUND DEL TSCFE GOVT CASH 4,636.5
Sponsored
Mutual Connections (80)
Entities connected to both Pie Chart and P MORGAN FLOATING
Baltimore
LOCATION45 w/ Pie·2 w/ P
the Pershing Customer Service Department
ORGANIZATION43 w/ Pie·4 w/ P
Pershing
LOCATION42 w/ Pie·4 w/ P
Pershing LLC
ORGANIZATION40 w/ Pie·4 w/ P
the Options Clearing Corporation
ORGANIZATION41 w/ Pie·2 w/ P
the State of New York
LOCATION39 w/ Pie·4 w/ P
Legal Department
ORGANIZATION38 w/ Pie·4 w/ P
Client Service Information
ORGANIZATION37 w/ Pie·4 w/ P
THE FEDERAL RESERVE SYSTEM
ORGANIZATION35 w/ Pie·4 w/ P
Money Market Fund
ORGANIZATION35 w/ Pie·4 w/ P
Jeff Sessions
PERSON34 w/ Pie·4 w/ P
Securities Investor Protection Corporation
ORGANIZATION35 w/ Pie·3 w/ P
THE CLEARING FACILITY
ORGANIZATION33 w/ Pie·4 w/ P
THE BOARD OF GOVERNORS OF
ORGANIZATION33 w/ Pie·4 w/ P
TAXABLE
ORGANIZATION32 w/ Pie·4 w/ P
ON PERSHING'S
ORGANIZATION33 w/ Pie·3 w/ P
CUSTOMS
ORGANIZATION32 w/ Pie·4 w/ P
Account Value
ORGANIZATION32 w/ Pie·3 w/ P
USAGES
ORGANIZATION31 w/ Pie·4 w/ P
Jersey City
LOCATION30 w/ Pie·2 w/ P