3
Shared Docs
3
Same-Page
3 / 3
Mentions
n Equities; — David Becker, Executive Managing Director, Chief Legal Officer; and — Kenneth Perry, Managing Director and Head of Risk Management ■ Dedicated Risk Management Analytical Group comprised of four professionals ■ 51 professionals in Legal and Compliance teams Systems and Financial Controls ■ Daily reconciliation with Truste
Adrian Croxson, Executive Managing Director and Head of European Equities; — David Becker, Executive Managing Director, Chief Legal Officer; and — Kenneth Perry, Managing Director and Head of Risk Management ■ Dedicated Risk Management Analytical Group comprised of four professionals ■ 51 professionals in L
n Equities; — David Becker, Executive Managing Director, Chief Legal Officer; and — Kenneth Perry, Managing Director and Head of Risk Management ■ Dedicated Risk Management Analytical Group comprised of four professionals ■ 51 professionals in Legal and Compliance teams Systems and Financial Controls ■ Daily reconciliation with Truste
Adrian Croxson, Executive Managing Director and Head of European Equities; — David Becker, Executive Managing Director, Chief Legal Officer; and — Kenneth Perry, Managing Director and Head of Risk Management ■ Dedicated Risk Management Analytical Group comprised of four professionals ■ 51 professionals in L
n Equities; — David Becker, Executive Managing Director, Chief Legal Officer; and — Kenneth Perry, Managing Director and Head of Risk Management ■ Dedicated Risk Management Analytical Group comprised of four professionals ■ 51 professionals in Legal and Compliance teams Systems and Financial Controls ■ Daily reconciliation with Truste
Adrian Croxson, Executive Managing Director and Head of European Equities; — David Becker, Executive Managing Director, Chief Legal Officer; and — Kenneth Perry, Managing Director and Head of Risk Management ■ Dedicated Risk Management Analytical Group comprised of four professionals ■ 51 professionals in L
Entities connected to both Dedicated Risk Management Analytical Group and Kenneth Perry

Michael Cohen
PERSONEuropean Equities
ORGANIZATIONDaniel S. Och
PERSONEuropean Investing
ORGANIZATIONFinancial Controls
ORGANIZATIONBusiness Management and Portfolio Finance
ORGANIZATIONU.S. Equities
ORGANIZATIONDavid Windreich
PERSONHarold Kelly
PERSONJoel Frank
PERSONZoltan Varga
PERSONJames O'Connor
PERSONBoaz Sidikaro
PERSONSean Rhatigan
PERSONJames Levin
PERSONWayne Cohen
PERSONAdrian Croxson
PERSONDavid Becker
PERSONOCH-ZIFF
ORGANIZATION