3
Shared Docs
3
Same-Page
3 / 3
Mentions
n Equities; — David Becker, Executive Managing Director, Chief Legal Officer; and — Kenneth Perry, Managing Director and Head of Risk Management ■ Dedicated Risk Management Analytical Group comprised of four professionals ■ 51 professionals in Legal and Compliance teams Systems and Financial Controls ■ Daily reconciliation with Truste
Chief Financial Officer; — Harold Kelly, Executive Managing Director and Head of Global Convertible and Derivative Arbitrage and Risk Management; — Zoltan Varga, Executive Managing Director and Head of Asian Investing; — James O'Connor, Executive Managing Director and Head of Business Management and Portfoli
n Equities; — David Becker, Executive Managing Director, Chief Legal Officer; and — Kenneth Perry, Managing Director and Head of Risk Management ■ Dedicated Risk Management Analytical Group comprised of four professionals ■ 51 professionals in Legal and Compliance teams Systems and Financial Controls ■ Daily reconciliation with Truste
, Chief Financial Officer; Harold Kelly, Executive Managing Director and Head of Global Convertible and Derivative Arbitrage and Risk Management; — Zoltan Varga, Executive Managing Director and Head of Asian Investing; James O'Connor, Executive Managing Director and Head of Business Management and Portfolio
n Equities; — David Becker, Executive Managing Director, Chief Legal Officer; and — Kenneth Perry, Managing Director and Head of Risk Management ■ Dedicated Risk Management Analytical Group comprised of four professionals ■ 51 professionals in Legal and Compliance teams Systems and Financial Controls ■ Daily reconciliation with Truste
, Chief Financial Officer; Harold Kelly, Executive Managing Director and Head of Global Convertible and Derivative Arbitrage and Risk Management; — Zoltan Varga, Executive Managing Director and Head of Asian Investing; James O'Connor, Executive Managing Director and Head of Business Management and Portfolio
Entities connected to both Dedicated Risk Management Analytical Group and Zoltan Varga

Michael Cohen
PERSONEuropean Equities
ORGANIZATIONDaniel S. Och
PERSONEuropean Investing
ORGANIZATIONFinancial Controls
ORGANIZATIONBusiness Management and Portfolio Finance
ORGANIZATIONU.S. Equities
ORGANIZATIONDavid Windreich
PERSONHarold Kelly
PERSONJoel Frank
PERSONJames O'Connor
PERSONBoaz Sidikaro
PERSONSean Rhatigan
PERSONJames Levin
PERSONWayne Cohen
PERSONAdrian Croxson
PERSONDavid Becker
PERSONKenneth Perry
PERSONOCH-ZIFF
ORGANIZATION