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n Equities; — David Becker, Executive Managing Director, Chief Legal Officer; and — Kenneth Perry, Managing Director and Head of Risk Management ■ Dedicated Risk Management Analytical Group comprised of four professionals ■ 51 professionals in Legal and Compliance teams Systems and Financial Controls ■ Daily reconciliation with Truste
MANAGEMENT GROUP ICS Investment Committee — U.S. David Windreich—EMD, Head of U.S. and European Investing, Member of Partner Management Committee Harold Kelly— EMD, Head of Global Convertible and Derivative Arbitrage and Risk Management, Member of Partner Management Committee Brett Klein—EMD, Head of U.S.
n Equities; — David Becker, Executive Managing Director, Chief Legal Officer; and — Kenneth Perry, Managing Director and Head of Risk Management ■ Dedicated Risk Management Analytical Group comprised of four professionals ■ 51 professionals in Legal and Compliance teams Systems and Financial Controls ■ Daily reconciliation with Truste
d Windreich, Executive Managing Director and Head of U.S. and European Investing; Joel Frank, Executive Managing Director, Chief Financial Officer; Harold Kelly, Executive Managing Director and Head of Global Convertible and Derivative Arbitrage and Risk Management; — Zoltan Varga, Executive Managing Directo
n Equities; — David Becker, Executive Managing Director, Chief Legal Officer; and — Kenneth Perry, Managing Director and Head of Risk Management ■ Dedicated Risk Management Analytical Group comprised of four professionals ■ 51 professionals in Legal and Compliance teams Systems and Financial Controls ■ Daily reconciliation with Truste
d Windreich, Executive Managing Director and Head of U.S. and European Investing; Joel Frank, Executive Managing Director, Chief Financial Officer; Harold Kelly, Executive Managing Director and Head of Global Convertible and Derivative Arbitrage and Risk Management; — Zoltan Varga, Executive Managing Directo
Entities connected to both Dedicated Risk Management Analytical Group and Harold Kelly
David Windreich
PERSONEuropean Investing
ORGANIZATIONJoel Frank
PERSONFinancial Controls
ORGANIZATIONBusiness Management and Portfolio Finance
ORGANIZATIONU.S. Equities
ORGANIZATIONZoltan Varga
PERSONJames O'Connor
PERSONBoaz Sidikaro
PERSONSean Rhatigan
PERSONJames Levin
PERSONWayne Cohen
PERSONAdrian Croxson
PERSONDavid Becker
PERSONKenneth Perry
PERSON
Michael Cohen
PERSONOCH-ZIFF
ORGANIZATIONEuropean Equities
ORGANIZATIONDaniel S. Och
PERSON