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ies Och-Ziff ICS Investment Capabilities OCH-ZIFF CAPITAL MANAGEMENT GROUP 11 EFTA00601469 ft OCH-Z1FF Portfolio Risk Management, Systems and Financial Controls CAPITAL MANAGEMENT GROUP Core Component of the Business Portfolio Monitoring ■ Individual positions are monitored by the portfolio manager and
d. OCH-ZIFF CAPITAL MANAGEMENT GROUP 7 EFTA00601465 ft OCH-ZI FF ICS Global Team CAPITAL MANAGEMENT GROUP ICS Investment Committee — U.S. David Windreich—EMD, Head of U.S. and European Investing, Member of Partner Management Committee Harold Kelly— EMD, Head of Global Convertible and Derivative Arbitr
OCH-ZIFF Portfolio Risk Management, Systems and Financial Controls CAPITAL MANAGEMENT GROUP Core Component of the Business Portfolio Monitoring ■ Individual positions are monitored by the portfolio manager and
arly and formally meets on a weekly basis — Overseen by Daniel S. Och, Executive Managing Director and Chief Executive Officer, and comprised of: — David Windreich, Executive Managing Director and Head of U.S. and European Investing; Joel Frank, Executive Managing Director, Chief Financial Officer; Harold Kell
OCH-ZIFF Portfolio Risk Management, Systems and Financial Controls CAPITAL MANAGEMENT GROUP Core Component of the Business Portfolio Monitoring ■ Individual positions are monitored by the portfolio manager and
arly and formally meets on a weekly basis — Overseen by Daniel S. Och, Executive Managing Director and Chief Executive Officer, and comprised of: — David Windreich, Executive Managing Director and Head of U.S. and European Investing; Joel Frank, Executive Managing Director, Chief Financial Officer; Harold Kell
Entities connected to both Financial Controls and David Windreich
Harold Kelly
PERSON
Michael Cohen
PERSONDaniel S. Och
PERSONEuropean Investing
ORGANIZATIONBusiness Management and Portfolio Finance
ORGANIZATIONU.S. Equities
ORGANIZATIONDedicated Risk Management Analytical Group
ORGANIZATIONJoel Frank
PERSONJames O'Connor
PERSONBoaz Sidikaro
PERSONSean Rhatigan
PERSONJames Levin
PERSONWayne Cohen
PERSONAdrian Croxson
PERSONDavid Becker
PERSONKenneth Perry
PERSONZoltan Varga
PERSONEuropean Equities
ORGANIZATIONOCH-ZIFF
ORGANIZATION