Epstein Secrets

HRM Policy applies - NO Check Points a. For IA accounts - Jennifer Barker/ Mary Keaveney or Robert Deffense approval is necessary (only e-mail is acceptable) for IA accounts for both Maintenance and FEE Setup cases. b. For GIM Accounts-

Exception: For Trust accounts No approval is required however, in case of Maintence fee case type if it is fee reversal case then David Wolkenbrod, Edward Golden or Paul Bett approval is required. Special Points: a. For IA accounts -TAG will check that charge date for new monthly fees is the 3rd Friday of th

aft Approval : For OD approval from below is required: • IA account - For Wire up to 100,000 approval from anyone among Patrick Harris, Armen Brash, Mary Keaveney, Lee Hutter or John B. Walsh (For Global plus Account only) is required. • For wire above 100,000 approval from CRM team which includes Nicholas H

lvas or Hillary Hastings is required. • TNP - For TAX payments approval from CRM is needed. • For Trust account: Approval from David Wolkenbrod, Edward Golden or Paul Betts will be accepted. 7. WA Check for amount break down :Transaction approvers/reviewers must consider the requirements for the total amou

any one of the above (or their designees) will constitute full approval. Discretionary Portfolio Management (DPM): Lisa Combatti, Oliver Esslinger, Mary Keaveney and Deepak Puri (or their designees) will be the Level 2 approvers for the DPM. An approval from any one of the above (or their designees) will cons

provers for the DPM. An approval from any one of the above (or their designees) will constitute full approval. Trust: David Wolkenbrod, Paul Betts, Edward Golden, or Andrew Gallivan (or their designees) will be the Level 2 approvers for the Trust. An approval from any one of the above (or their designees) wil