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Since 2007 OMAR RA1ED CONVOCATIONS EXCIAL CNC( Owing tlwonsh Peaking PIC a wholly owned subsidiary el Ille Sank of New York Mellon CAnnatim (MY Mellen) Pe,,tw, 11e...tertee filiFlateaat 00047696 DB-SDNY-0010520 EFTA_00158305 EFTA01290333 Important Information and Disclosures (continued) Import
COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE
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y Y.)), Soma 200, DALBAR RATED COMMUNICATIONS ExCUAINCE Cleats Into MIS. LI.C.• Sally sad subwhary of the Sank of New York Mellon Corporatim (MY Mellen) Pent.* tic samba, numiagmenk4-00048983 DB-SDNY-0011807 EFTA_00159592 EFTA01291236 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio
COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LA
2 mentions1 same-page
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ng through Peale% LLC. aulayievnted Every Year Since 2007 sateldiery of nit leek et New York Mellon DIallAR RATED COAiMutlICATIONS Cenceettan (MY Mellen) VICILLINCI ittelhne 11C. trerlatt Fieata.61VVELGM-00046568 DI3-SDNY-0009392 EFrA_00157177 EFTA01289540
COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS, CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE
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(my Year Since 2007 OMAR MTIOCOMIEGNICATIONS EXCELIDKE Chfl Swoosh PenMos LLD. • wholly sad subliSmy al The BEM al Mn. Yea Melba Comentlan (SHY Mellen) PersPra LLC. motto( ARRA. NYSE StPC DB-SDNY-0084396 SDNY_GM_00230580 EFTA01384290
COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION, RULES, REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE, OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE
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Mutual Connections (121)
Entities connected to both Mellen and THE CLEARING FACILITY
THE BOARD OF GOVERNORS OF
ORGANIZATION4 w/ Mellen·73 w/ THE
THE FEDERAL RESERVE SYSTEM
ORGANIZATION4 w/ Mellen·73 w/ THE
CUSTOMS
ORGANIZATION4 w/ Mellen·70 w/ THE
USAGES
ORGANIZATION4 w/ Mellen·69 w/ THE
Jeff Sessions
PERSON4 w/ Mellen·69 w/ THE
ON PERSHING'S
ORGANIZATION4 w/ Mellen·68 w/ THE
INDEBTED TO PERSHING LLC
ORGANIZATION4 w/ Mellen·64 w/ THE
Pershing
LOCATION25 w/ Mellen·42 w/ THE
Baltimore
LOCATION32 w/ Mellen·29 w/ THE
BNY MELLON CAPITAL MARKETS
ORGANIZATION4 w/ Mellen·56 w/ THE
TAXABLE
ORGANIZATION3 w/ Mellen·51 w/ THE
TIME PERSHING
ORGANIZATION4 w/ Mellen·50 w/ THE
the State of New York
LOCATION11 w/ Mellen·42 w/ THE
Legal Department
ORGANIZATION11 w/ Mellen·41 w/ THE
Pershing LLC
ORGANIZATION11 w/ Mellen·41 w/ THE
the Pershing Customer Service Department
ORGANIZATION8 w/ Mellen·43 w/ THE
Securities Investor Protection Corporation
ORGANIZATION11 w/ Mellen·34 w/ THE
Jeffrey Epstein
PERSON23 w/ Mellen·22 w/ THE
Ghislaine Maxwell
PERSON13 w/ Mellen·27 w/ THE
Client Service Information
ORGANIZATION3 w/ Mellen·36 w/ THE