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any of the above documents for electronic delivery. Please log in to your account to make any changes to your preferences. Important Information and Disci sures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pe
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH, ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD, ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCO
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ent. Filitata 00041695 DB-SDNY-0010519 EFTA_00158304 EFTA01290332 Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 Important I nf or mat ion and Disci sores ovem ber 1,2017 - November 30,2017 EEPERS INC The Role of Pershing • Pershing carries your account es clearing broker pursuant to a cleari
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH, ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCO
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and turn off paper corn m unicat Ions, log in to your account or contact your Investment Specialist for more information. Important Information and Disci sures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pe
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCO
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2 mentions1 same-page
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r and turn off paper corn munIcatIons, log in to your account or contact your Investment Specialist for more information. Important Information and Disci sures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pe
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH, ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD, ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: bNTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCO
2 mentions1 same-page
Page ?Same page
ter and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Information and Disci sures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pe
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: bNTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCO
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Mutual Connections (170)
Entities connected to both Disci and ON PERSHING'S
THE FEDERAL RESERVE SYSTEM
ORGANIZATION5 w/ Disci·70 w/ ON
THE CLEARING FACILITY
ORGANIZATION5 w/ Disci·68 w/ ON
THE BOARD OF GOVERNORS OF
ORGANIZATION5 w/ Disci·68 w/ ON
CUSTOMS
ORGANIZATION5 w/ Disci·67 w/ ON
USAGES
ORGANIZATION5 w/ Disci·67 w/ ON
Jeff Sessions
PERSON4 w/ Disci·66 w/ ON
INDEBTED TO PERSHING LLC
ORGANIZATION4 w/ Disci·59 w/ ON
BNY MELLON CAPITAL MARKETS
ORGANIZATION4 w/ Disci·56 w/ ON
TIME PERSHING
ORGANIZATION4 w/ Disci·47 w/ ON
TAXABLE
ORGANIZATION5 w/ Disci·46 w/ ON
Pershing
LOCATION8 w/ Disci·39 w/ ON
the Pershing Customer Service Department
ORGANIZATION6 w/ Disci·40 w/ ON
the State of New York
LOCATION6 w/ Disci·39 w/ ON
Legal Department
ORGANIZATION6 w/ Disci·38 w/ ON
Pershing LLC
ORGANIZATION6 w/ Disci·36 w/ ON
Pie Chart
ORGANIZATION5 w/ Disci·33 w/ ON
Securities Investor Protection Corporation
ORGANIZATION6 w/ Disci·32 w/ ON
the Options Clearing Corporation
ORGANIZATION5 w/ Disci·33 w/ ON
Client Service Information
ORGANIZATION5 w/ Disci·32 w/ ON
Jersey City
LOCATION6 w/ Disci·30 w/ ON