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roven track record of successful investing: 20+% annual returns over past 15 years Present 2005-2013 1994-2005 •rnham 1983 1979 economics BA Hobart Williams Smith College Securities (MD) • Managed USS100 mil OBA Stern in assets Business School • Published research on distressed companies
6 EFTA_R1_0 1947040 EFTA02672824 Market Opportunity US Equity Market Composition 70% a large Cap • Mid Cap 3% • Small Cap • Micro 1% • Ultra Micro OT£= TIM Oat leadiacilaa VIII Galena CaPailia Pe (max, -.mecum res re ea 'info ra plICOVVION te V sn4 go:* CO.Or. To G) e/ b're Otte% nmorepcnr
1994-2005 •Galloway V 1983 Burnham 'VT tu nagement (Co-s Securities (MD) •Managed US$100 i assets OM tern usiness School conomics BA Hobart Williams Smith College m n •Published research on distressed companies •Led several corporate finance transactions • Launched STEP •Manag
r 31, 2012) 6 EFTA00505785 Market Opportunity US Equity Market Composition 4% 111111111111k ■ Large Cap ■ Mid Cap 3% Small Cap Micro 1% Ultra Micro air+ OX The Best Marketplace with Qualified Companies The OTCOX3 uarkelplace 0rers the Coo eopnned rod not °floe, . ',Oro CT US. and global otenp
loway Ca it RT OBurnhain- .........----1 nagement Securities (MD) (CE (CEO) • ag Man ed US$25 'MBA Stern Business 1979 School conomics BA Hobart Williams Smith College •Managed US$100 mil in assets •Published research on distressed companies •Led several corporate finance transactio
as of December 31, 2012) 7 EFTA00505813 Market Opportunity US Equity Market Composition • Large Cap • Mid Cap 3% Small Cap • Micro 1% hi Ultra Micro OTC QX The Beet Marketplace with Chia Idled Companies The OTCOXC -aneblace errs die rev .niorneit and not Odor,. easing U S. and global condone.
Entities connected to both Hobart and Ultra Micro

Rudy Giuliani
PERSONWestern US
LOCATION
Galloway
PERSON
Anne Hathaway
PERSONING Barings
ORGANIZATIONFinancial Review
ORGANIZATIONBarron Partners
ORGANIZATIONPali Capital
ORGANIZATIONEugene Kim
PERSONGalloway Partners
ORGANIZATIONthe Tech/Telcom
ORGANIZATIONConsumer Retail
ORGANIZATIONHealthcare Services and Business Services
ORGANIZATIONthe Small and Micro
ORGANIZATIONLISTCO
ORGANIZATIONMgmt Co.
ORGANIZATIONEmpire Capital
ORGANIZATIONthe Small & Mid Cap
ORGANIZATIONMid-Large Caps
ORGANIZATIONpre-Lehman
ORGANIZATION