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n requests - AIS - KCP [I] Classification: For Internal use only I am afraid we may be in violation of Ka' KOPs if we do it your way... Thank you Ziggy Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Key Client Partners - Americas Deutsche Bank Securities Inc. Deutsche Asset & W
ozelsky Sent: Tuesday, November 15, 2016 3:14 PM To: Stewart Oldfield Cc: Mathew Negus; Todd Stevens; Joseph Dursi Subject: RE: Canyon requests - AIS - KCP [I] Classification: For Internal use only I am afraid we may be in violation of Ka' KOPs if we do it your way... Thank you Ziggy Zbynek "Ziggy"
n requests - AIS - KCP [I] Classification: For internal use only I am afraid we may be in violation of KCP KOPs if we do it your way... Thank you Ziggy Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Key Client Partners - Americas Deutsche Bank Securities Inc Deutsche Asset & We
Oldfield Sent: Tuesday, November 15, 2016 5:21 PM To: Zbynek Kozelsky Cc: Mathew Negus; Todd Stevens; Joseph Dursi Subject: RE: Canyon requests - AIS - KCP [I] Classification: For internal use only Then please tell me specifically what I need to do and for which clients. Are we only talking about South
on requests - AIS - KCP [I] Classification: For internal use only lam afraid we may be in violation of KCP KOPs if we do it your way... Thank you Ziggy Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Key Client Partners - Americas Deutsche Bank Securities Inc. Deutsche Asset 8 W
To: Stewart Oldfield Cc: Mathew Negus; Todd Stevens; Joseph Dursi Subject: RE: Canyon requests - AIS - KCP [I] Classification: For internal use only lam afraid we may be in violation of KCP KOPs if we do it your way... Thank you Ziggy Zbynek "Ziggy" K
AIS - KCP Classification: For Internal use only Stew, Daniel is correct. I am not going to approve any AIS for this client for Canyon. Thank you Ziggy Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Key Client Partners - Americas Deutsche Bark Securities Inc. Deutsche Asset & W
bba Sent: Tuesday, November 22, 2016 10:32 AM To: Stewart Oldfield; Darlene Zong Cc: Zbynek Kozelsky; Todd Stevens Subject: RE: Canyon requests - AIS - KCP [I] Classification: For Internal use only Stew — I received guidance from Todd/Ziggy we wouldn't be marketing Canyon to Southern Financial. From:
Entities connected to both Ziggy and AIS - KCP

Martha Stewart
PERSON
Stewart Oldfield
PERSONZbynek Kozelsky
PERSONDeutsche Bank Securities Inc.
ORGANIZATIONDeutsche Asset & Wealth Management
ORGANIZATION
Prince Andrew
PERSONJoseph Dursi
PERSONTodd Stevens
PERSON
Deutsche Bank
ORGANIZATIONMathew Negus
PERSON
Daniel Sabba
PERSON