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Document Mentions (3 shared documents)
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control of DBSI, any of its Affiliates or Pershing, in which Client has an interest (held individually, jointly or otherwise) (collectively all such Securities and Other Property are referred to herein as `DB Collaterar) in order to secure any and all indebtedness or any other obligation of Client to DBSI and its Affilietes o
llectively, all such obligations are referred to herein as the "DB Obligations"). Client further grants to Pershing a security interest in and lien (the "Pershing Lien') Upon all Securities end Other Property held in Client's Margin Account(s) and any sssoolated cash account(s) (*Margin Collateral") to secure the in
2 mentions1 same-page
Page ?Same page
control of DBSI, any of its Affiliates or Pershing, in which Client has an interest (held individually, jointly or otherwise) (collectively all such Securities and Other Property are referred to herein as `DB Collaterar) in order to secure any and all indebtedness or any other obligation of Client to DBSI and its Affilietes o
llectively, all such obligations are referred to herein as the "DB Obligations"). Client further grants to Pershing a security interest in and lien (the "Pershing Lien') Upon all Securities end Other Property held in Client's Margin Account(s) and any sssoolated cash account(s) (*Margin Collateral") to secure the in
2 mentions1 same-page
Page ?Same page
control of DBSI, any of its Affiliates or Pershing, in which Client has an interest (held individually, jointly or otherwise) (collectively all such Securities and Other Property are referred to herein as `DB Collaterar) in order to secure any and all indebtedness or any other obligation of Client to DBSI and its Affilietes o
llectively, all such obligations are referred to herein as the "DB Obligations"). Client further grants to Pershing a security interest in and lien (the "Pershing Lien') Upon all Securities end Other Property held in Client's Margin Account(s) and any sssoolated cash account(s) (*Margin Collateral") to secure the in
Sponsored
Mutual Connections (21)
Entities connected to both Securities and Other Property and the "Pershing Lien'
Pershing
LOCATION74 w/ Securities·5 w/ the
the Margin Account
ORGANIZATION32 w/ Securities·2 w/ the
DEISI
ORGANIZATION11 w/ Securities·2 w/ the
Pershing LLC
ORGANIZATION8 w/ Securities·2 w/ the
United States
LOCATION8 w/ Securities·2 w/ the
Foreign Securities which Client
ORGANIZATION7 w/ Securities·2 w/ the
Federal Reserve
ORGANIZATION7 w/ Securities·2 w/ the
the State of New York
LOCATION6 w/ Securities·2 w/ the
Affilietes
LOCATION3 w/ Securities·3 w/ the
Deutsche Bank
ORGANIZATION4 w/ Securities·2 w/ the
CL
Clieht
PERSON3 w/ Securities·3 w/ the
the Terms and Conditions
ORGANIZATION3 w/ Securities·3 w/ the
Collaterar
ORGANIZATION3 w/ Securities·3 w/ the
Pledge of Securities and Other-Property
ORGANIZATION3 w/ Securities·3 w/ the
CPent
ORGANIZATION3 w/ Securities·3 w/ the
AL
Applicable Law
PERSON3 w/ Securities·2 w/ the
the Federal Arbitration Act
ORGANIZATION3 w/ Securities·2 w/ the
Client and Deutsche Bank Securities Inc.
ORGANIZATION3 w/ Securities·2 w/ the
Customer Inquiries/Customer Complaints
ORGANIZATION3 w/ Securities·2 w/ the
Securities Investor Protection Corporation
ORGANIZATION2 w/ Securities·2 w/ the