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bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not hilly paid f
0 4,983,847.59 Page 14 of 18 litint, ROLL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)LTHERnO N H FIDESITIAL Account Number Go paperless Itatod taceibrie Ivory Year Late 2007 DAL BAR RATED COMMUNICATIONS rxarturrier SDNY_GM_00046002 DB-SDNY-0008826 EFTA_00 15661I EFTA01288974 Deutsch
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
PURSUANT TO FED. R. CRIM. P. 6(e) CONFI D(A t fisA L 5012S179052300l2 Pease review your allocation erocfralty wth your Client Adviser. Pap1012 Itatod toadied Si Lyon, Vas. Lace 2007 DAL OAR RA TED COMMUNICATIONS rxcturtraer SDNY_GM_00048167 DB-SDNY-0010991 EFTA_00158776 EFTA01290804 Asset
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
$1,856,010.67 31,113,000.00 327,003.33 317,222.22 3100,000.00 Security Identifier: P7007HAF2 Page 3 of 12 Account Num bet N4G-023812 e t ). Itatod tacelloni Go paperless (very • Year Slate 2007 DALOAR RATED COMMUNKATIONS CONFIDENTIAL — PURSUANT TO FED. R CRIM 67,,LTHERk c sonn DrISITIA
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
LEON. DEPT L)BAB ROLL SO ta THERA CoretripristrunAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Num De;. N4G-023 12 Go paperless Itatod tacelbroll Lye., yolu.SIOCe 2007 DAL DAR RATED COMMUNCANONS rxensrmer Page 10 of 10 wat: I. "rap m 14 ra==== SGNY_GM_00047009 DB-SDNY-0009833
Entities connected to both the Options Clearing Corporation and Itatod
Pershing
LOCATIONMoney Market Fund
ORGANIZATIONPershing LLC
ORGANIZATIONthe State of New York
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONLegal Department
ORGANIZATIONPie Chart
ORGANIZATIONClient Service Information
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSON
Baltimore
LOCATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
CUSTOMS
ORGANIZATIONON PERSHING'S
ORGANIZATIONTAXABLE
ORGANIZATIONUSAGES
ORGANIZATIONJersey City
LOCATION
Ghislaine Maxwell
PERSONAccount Value
ORGANIZATION