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bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
BAN 'LOLL Account Number SOUTHERN CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Page 11 021 Go PaPeriess FIDAnSITIAL Rata. tacollera Ever/ Van Siva 2'007 DAL BAR RAVED COMMUNICATIONS rxenurnaer SDNY_GM_00046678 DB-SDNY-0008502 EFTA_OO156287 EFTA01288650 Schedule of Realized Gains and Loss
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available won written request to your introducing firm. Proxy Vote Securities not fully paid fo
8009809 CSF300l7 Go paperless CONFIDENTIAL - I P ease review your allocation cer cdray wth your Client Advisor. Page 1 of 18 L•colloni 'Inn, Van Siva 2007 0ALBAR RATED COMMUNICATIONS rxesarmer SDNY_GM_00045876 DB-SDNY-0008700 EFTA_00 156485 EFTA01288848 Asset Allocation Disclosure and Footn
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
:129.97SCSF30 'I ORAB ROI t paperless Til CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE Tt ONFID AENTI AL. Plated Pacelloril L very 'Van Siva 2007 DALBAR RATED COMMUNICATIONS exclurnaer Page 34010 SDNY GM 00048159 DB-SDNY-00 10983 EFTA_00158768 EFTA01290796 Portfolio Holdings (cont
Entities connected to both the Options Clearing Corporation and Van Siva
Pershing
LOCATIONMoney Market Fund
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONPershing LLC
ORGANIZATIONthe State of New York
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONLegal Department
ORGANIZATIONPie Chart
ORGANIZATIONClient Service Information
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSON
Baltimore
LOCATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTAXABLE
ORGANIZATION
CUSTOMS
ORGANIZATIONON PERSHING'S
ORGANIZATIONJersey City
LOCATIONUSAGES
ORGANIZATION
Ghislaine Maxwell
PERSON