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jectives or financial situation. Expiring options w hich are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershin
3.92 Acaued lateral 28,291.14 301% $28,291.14 Skated Annual Income 18,708,107 76 1369.806.97 $3,083,308.77 CONFIDENTIAL — PURSUANT TO FED. R CRI6,1 P. 6(e) Account Number: CONFID Page '0 of 27 Rated hottlent Clewing *nigh PaflS IIC nob* email Every Year Since 2007 sabsidiary a The Mak a Maw Vat Me
jectives or financial situation. Expiring options w hich are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershin
ted by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. CONFIDENTIAL — PURSUANT TO FED. R CRI6,1 P. 6(e) Page 18 of 22 CONFIDMVAL dawn Rated (Kellen( (rev Year Sect 200/ DAUM RATED COMMUNICATiOt6 acrituia Cleating through MAI% Lit. a vilicayarna
objectives or fmancial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
CA NO 01116 $250000.00 Com end), Bank NO 01(18 $250000.00 Page? o18 Account Num ber GO paperless „EEPERS INC CONFIDENTIAL — PURSUANT TO FED. R CRI6,1 P. 6(e) CONFIDeNTIAL Rated (waling' Seem Yeas In A Re., [IMAM% RATED COMMUNICATIOtel EXCELIANCI tyre. eapeot Amory we. • weer apes vanlien SDNY_GM_00
Entities connected to both the Options Clearing Corporation and R CRI6,1 P. 6(e
Pershing
LOCATIONMoney Market Fund
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONPershing LLC
ORGANIZATIONthe State of New York
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONLegal Department
ORGANIZATIONPie Chart
ORGANIZATIONClient Service Information
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Baltimore
LOCATION
Jeff Sessions
PERSONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
CUSTOMS
ORGANIZATIONTAXABLE
ORGANIZATIONON PERSHING'S
ORGANIZATIONUSAGES
ORGANIZATIONJersey City
LOCATION
Deutsche Bank
ORGANIZATION