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effect from time to time. 'Applicable Law' shall also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. a CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0119630
Employees of DB51 shall have no obligation to recommend to Client, or inform Client of, strategies being pursued by DBSI or other Clients. Further. lel DBSI and its affiliates may provide services fora fee to or solicit business from companies whose securities are recommended by DBSI. (b) DBSI and its a
2 mentions1 same-page
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effect from time to time. 'Applicable Law' shall also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. WM134715 a 015884.110314 CONFIDENTIAL — PURSUANT TO FED. R. CRIM.
Employees of DB51 shall have no obligation to recommend to Client, or inform Client of, strategies being pursued by DBSI or other Clients. Further. lel DBSI and its affiliates may provide services fora fee to or solicit business from companies whose securities are recommended by DBSI. (b) DBSI and its a
2 mentions1 same-page
Page ?Same page
effect from time to time. 'Applicable Law' shall also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. WM134715 a 015884.110314 CONFIDENTIAL — PURSUANT TO FED. R. CRIM.
Employees of DB51 shall have no obligation to recommend to Client, or inform Client of, strategies being pursued by DBSI or other Clients. Further. lel DBSI and its affiliates may provide services fora fee to or solicit business from companies whose securities are recommended by DBSI. (b) DBSI and its a
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Entities connected to both the Options Clearing Corporation and lel DBSI
Pershing
LOCATION99 w/ the·3 w/ lel
Securities Investor Protection Corporation
ORGANIZATION55 w/ the·3 w/ lel
BNY Mellon
ORGANIZATION21 w/ the·3 w/ lel
Federal Reserve
ORGANIZATION15 w/ the·3 w/ lel
DEISI
ORGANIZATION8 w/ the·3 w/ lel
Servicing Trust Company
ORGANIZATION6 w/ the·3 w/ lel
the Terms and Conditions
ORGANIZATION5 w/ the·3 w/ lel
Client on Client
ORGANIZATION4 w/ the·3 w/ lel
CL
Clientisi
PERSON3 w/ the·3 w/ lel