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bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershin
593.22 $0.00 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 2 of 7 Accout Numbe CONFIDO. AL- RalwAssalint Ere, Vex Siao 2007 DAIJAR GTm CONVOCATIONS MUINC( Owens Minch Antic PIC a wally mind way ann amt of New von Make ONNeatIN (MY meta) Penn... LAC. riverter flIallkIXELGMSICI049039 DE{-SDNY
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershin
omeone Page 6 of 11 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) AO 100295CSF30025 CONFIDO. AL- Rated (Kant Every Vow Since 2007 DAIJAR MUD CONVOCATIONS MEUCCI Deering Once. holing PIC • Sway owned sobeielNy el IN Boatel New VGA Melon Ceeponthal (MY Mellon) Penh...* MC. 'newt*, FilinAttAtilioPM_0
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershin
dvice, Page 6 of 7 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Accoul Numbe A 3C31 CONFIDO. AL- ANNAssant Every Vex Siao 2007 DAIJAR MUD CONVOCATIONS ICCULD CI Oaring throne. holing PIC a Sally owned ,a.ewytimekmaNewYrkMeta CerPontINI (eNY MAN) Pent•, MC. imurter FiliatiAngLat 00049710 DB-SDNY
Entities connected to both the Options Clearing Corporation and CONVOCATIONS
Pershing
LOCATIONMoney Market Fund
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONPershing LLC
ORGANIZATIONthe State of New York
LOCATIONBank Deposit
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONLegal Department
ORGANIZATIONClient Service Information
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Baltimore
LOCATION
Jeff Sessions
PERSONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONJersey City
LOCATIONON PERSHING'S
ORGANIZATIONTAXABLE
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATION