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bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
at are pending final reporting, and will provide the anticipated mail date of your 1099 form. Your 1099 wit be mailed no later than March 17, 2016. Customer Collateral Account Under Securities Account Control Agreement Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Invest
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershin
e anticipated mail date of your 1099. Your 1099 w ill be mailed no later then M arch 15, 2018. For more information please visit mytaxhandbook.com. Customer Collateral Account Under Securities Account Control Agreement M UN ICIPA L SECURITIESRULEM AKING BOA RDS(M SRB@) INVESTOR EDUCATION AND PROTECTION An investor brochu
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
estments.coriVENfproducts/money-market-funds-yieks.jsp Please note that all money market funds fisted on the website may not be offered through us. Customer Collateral Account Under Securities Account Control Agreement Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershin
tion. Pursuant to SEC Rule 10 b-10 ( b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Customer Collateral Account Under Securities Account ControlAgreement. Page 4 of CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number At 0:21K91:31) CONFIDOWAL4 R
Entities connected to both the Options Clearing Corporation and Customer Collateral Account
Pershing
LOCATIONMoney Market Fund
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONPershing LLC
ORGANIZATIONthe State of New York
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONBank Deposit
ORGANIZATIONLegal Department
ORGANIZATIONClient Service Information
ORGANIZATIONPie Chart
ORGANIZATION
Baltimore
LOCATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONJersey City
LOCATIONON PERSHING'S
ORGANIZATIONTAXABLE
ORGANIZATION