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bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not luny paid fo
rsey 07399; Page 6 of 8 Account A umber: Go paperless CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) F I DAENTTAL J EPSTEIN vc Rated Excellent Every Yee, Sem* 2007 0A1BAR RATED COMMUNICATIONS EXCTIIR4CT MM n ea NeareltVermiewl " MN SAM ores, on genre nay Mule =PC SDNY_GM_00048802 DEI-SDNY-00 1
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
(such as depositories) will be bdled at the rates such agents use. Page of? ()RA0 ROtt Account Number. N46.026161 Go paperless Rated Excellent Every Yee, Since 2007 OASEIAR RATED COMMUNICATIONS EXCIIIENCIE MM WYE yeantsan nevem nate. meet 000 SDNY_GM_00049694 CONFIDENTIAL - PURSUANT TO FED. R.
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershin
DENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) BA 10 024 3C SF30 0 2 CON5FID -AL- Page 9 of 13 Rated hotlient Clarets Winer Penlikei I1C %Say waned Every Yee, Since 2007 sabsidlerg d The Melt ea New Yee* Mellon DALIAR RATED COMMUNICATIONS Ceepotat$ an (SHY Mellon) CJICILL MCC Perchnx 11.C. motto iinar
Entities connected to both the Options Clearing Corporation and Every Yee
Pershing
LOCATIONMoney Market Fund
ORGANIZATIONPershing LLC
ORGANIZATIONthe State of New York
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONLegal Department
ORGANIZATIONPie Chart
ORGANIZATIONClient Service Information
ORGANIZATION
Baltimore
LOCATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONTAXABLE
ORGANIZATIONJersey City
LOCATIONON PERSHING'S
ORGANIZATION
Ghislaine Maxwell
PERSONINDEBTED TO PERSHING LLC
ORGANIZATION