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bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
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bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
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bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not luny paid fo
NY_GM_000M3TT3 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011597 EFTA_00159382 EFTA01291127 Deutsche Asset & Wealth Management Balbmoro, MD 21203 Important Information and Disclosures (continued) OnillsOe Mn, Prmaie TNe1O Ma.ziennue MYfbt ere tee C0WP Dtsis0. Salk Seller me I•+ <
Entities connected to both the Options Clearing Corporation and Balbmoro
Pershing
LOCATIONMoney Market Fund
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONPershing LLC
ORGANIZATIONthe State of New York
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONLegal Department
ORGANIZATIONClient Service Information
ORGANIZATIONPie Chart
ORGANIZATION
Baltimore
LOCATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONTAXABLE
ORGANIZATIONJersey City
LOCATIONINDEBTED TO PERSHING LLC
ORGANIZATION