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bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation.Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing
387.29 USD Page 6 of 8 CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) Account Number: N46424950 At Elf 3 ,1:070 CONFIDO. AL- Rated Eicallent Eery Vex Since 2007 OMAR RAT ED COMMUNICATICNS EXCII INC t Owing tlwonsh Penting PIC. nolally armed subsidiary e4 The Bonita New York Mellon CAS MY Melon) pv
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershin
ount Numbein C acme CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) ONFIDO Page 7 of 20 L Rated Gallen, Claim through halms LC. • alb* owned Eery Vex Since 2007 atlas, of De Usk OW. Yoh Mellon DAUM PATILDC0MMUNICA11016 Corponem OM Melba/ ,,,,,..,, L, EXCULD1a m_000465513 Porlitint UK. reermw lg.:R
jectives or financial situation. Expiring options w hich are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershin
44.07 $0.00 $0 00 Page 9 of 22 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) e""C6HFID L Rated Galls. Oaring Omagh Penblin IIC aut.^ owned Eery Vex Since 2007 satosIdlary of The lank a New Vat Mellon DAUM PATEDCOIAMMICAllONS Corporation OM Aldan) ,..... , EXCULOC PesHeatttC.reente F iNRA.IIW l‘i:
Entities connected to both the Options Clearing Corporation and Eery Vex Since
Pershing
LOCATIONMoney Market Fund
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONPershing LLC
ORGANIZATIONthe State of New York
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONBank Deposit
ORGANIZATIONLegal Department
ORGANIZATIONPie Chart
ORGANIZATIONClient Service Information
ORGANIZATION
Baltimore
LOCATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
CUSTOMS
ORGANIZATIONJersey City
LOCATIONON PERSHING'S
ORGANIZATIONTAXABLE
ORGANIZATIONUSAGES
ORGANIZATION