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bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershin
Basis:S*1001006.00 Page 3 of 15 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number C ONIFIDO. AL- Med hallent Every Yew Shwa 2007 DAYAR RAI ID COMMLNICATICMS EX.:MD.10E Owing tinge,. ,mks'. PC. • wholly owned subsidiary SIM Bordtel New York Mellon Colnatim (OW Mellon) Penn.'s MC. 'wan F
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershin
1 $0.00 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 2 of 7 Await( Number A:Cit:n CI CONFIDO. L-- Med Cacellent Every Year Shwa 2007 DAYAR RAI ID COMMLINICATIM EXCLUDICIE Owing engem ',enlists PIC • Wile/ CMOS subsidiary a The Bonita New York Mellon CA•Watim (MY Melon) Penn.'s LIX. 'sent.
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershin
$0 .00 Page 2 of 7 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Mamba' Amu: I. i s CONFIDE iq . AL- Mee Every Year Since 2007 DAYAR RAI ID COMMUNICATIONS EXCLUDICt Owing through Pining Ilt. a wally owned subsidiary SIM Bonita New York Melba Caponthal (SW Meta) Pentw, LIX.inerrter Fi
Entities connected to both the Options Clearing Corporation and DAYAR RAI ID
Pershing
LOCATIONMoney Market Fund
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONBank Deposit
ORGANIZATIONthe State of New York
LOCATIONPershing LLC
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONLegal Department
ORGANIZATIONPie Chart
ORGANIZATIONClient Service Information
ORGANIZATION
Baltimore
LOCATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
Jeff Sessions
PERSONTHE CLEARING FACILITY
ORGANIZATION
CUSTOMS
ORGANIZATIONJersey City
LOCATIONTAXABLE
ORGANIZATIONON PERSHING'S
ORGANIZATIONUSAGES
ORGANIZATION