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bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
)30 FO 11/01/13 Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 -5,365.67 Dividends and Interest 11101113 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT SPARES 5,385 67 USD PHSX 153301.8130 SHRS RD 10130 PD 11101)13 11)15/13 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 993.51 USD DEP
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bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
SITS INTEREST RECEIVED 458997996 BOND INTEREST RECEIVED 46262EAE5 .P MORGAN HIGH YIELD FUND SELECT CLASS 328109.8970 SIRS RD 10130 PD 11101113 P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 204650 1630 SF RS RD 10130 PD 11101/13 1200000 PEABODY ENERGY CORP SR NT 7.375% 11101116 8/E DID 10/12/06 CLB RD 10115 PD 11/01113 BANKAME
2 mentions1 same-page
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bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
TH PFD 33,945.35 USD C PRK SERK DIV 6.875% PERPETUAL MATY PERPETUAL CALL 111151230 25.00 RD 02105 PD 02116/16 02126116 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 8,142.42 USD ..PHSX 228178.2580 SHRS RD 02/24 PD 02/26116 02/29/16 MONEY MARKET FUND DEUTSCHE GO VT CASH 5,679.03 USD INCOME RECEIVE
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Mutual Connections (72)
Entities connected to both the Options Clearing Corporation and P MORGAN FLOATING RATE INCOME FUND SELECT
Pershing
LOCATION99 w/ the·3 w/ P
Money Market Fund
ORGANIZATION64 w/ the·3 w/ P
Securities Investor Protection Corporation
ORGANIZATION55 w/ the·4 w/ P
Pershing LLC
ORGANIZATION51 w/ the·4 w/ P
the State of New York
LOCATION50 w/ the·4 w/ P
the Pershing Customer Service Department
ORGANIZATION49 w/ the·4 w/ P
Legal Department
ORGANIZATION44 w/ the·4 w/ P
Pie Chart
ORGANIZATION41 w/ the·3 w/ P
Client Service Information
ORGANIZATION40 w/ the·4 w/ P
THE FEDERAL RESERVE SYSTEM
ORGANIZATION37 w/ the·4 w/ P
Jeff Sessions
PERSON36 w/ the·4 w/ P
THE CLEARING FACILITY
ORGANIZATION35 w/ the·4 w/ P
THE BOARD OF GOVERNORS OF
ORGANIZATION35 w/ the·4 w/ P
CUSTOMS
ORGANIZATION34 w/ the·4 w/ P
USAGES
ORGANIZATION33 w/ the·4 w/ P
TAXABLE
ORGANIZATION33 w/ the·4 w/ P
Jersey City
LOCATION33 w/ the·2 w/ P
ON PERSHING'S
ORGANIZATION33 w/ the·2 w/ P
Deutsche Bank
ORGANIZATION31 w/ the·2 w/ P
INDEBTED TO PERSHING LLC
ORGANIZATION26 w/ the·4 w/ P