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jectives or financial situation. Expiring options w hich are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershin
Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399; Page '8 of '8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID Rackl (Anneal fray Year &ace 2001 DAL/AR RATED COMUNICATONS mama Owing throush hairsLC.4 away owned sticliary a the Bark a New Yak Wean Corporation (MY Mete)
jectives or financial situation. Expiring options w hich are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershin
Legal Department. One Pershing Plaza. Jersey City. New Jersey 07390: Page '7 of .7 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDg Rated (Anneal fray Yea, Sffice 2001 DALIAR RATED COMUNICATIONS actiwia Owing through Pen...RUC, Maly owned sticliary of **Bark of New Yak MOW Corporation0NY
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershin
r account or contact your Investment Specialist for more information Page 7 of 9 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDg Rated (Anneal fray Vet. &ace 2C01 DALIAR RATED COMUNICATONS mamma Cloarlas through Pershing1Mo Sbany owned stinicliary of tlw Bark of New Yak Mellon Corporat
Entities connected to both the Options Clearing Corporation and Anneal
Pershing
LOCATIONMoney Market Fund
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONPershing LLC
ORGANIZATIONthe State of New York
LOCATIONBank Deposit
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONLegal Department
ORGANIZATIONPie Chart
ORGANIZATIONClient Service Information
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Baltimore
LOCATION
Jeff Sessions
PERSONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
CUSTOMS
ORGANIZATION
Deutsche Bank
ORGANIZATIONTAXABLE
ORGANIZATIONUSAGES
ORGANIZATIONJersey City
LOCATION