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effect frem time to time. :Applicable Lae, shall also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. 13-AWM.0196 $ CONFIDENTIAL 013145032813 SDNY_GM_00037910 CONFIDE
lly understand the risks involved in trading securities on margin. These risks include the following: 1. You can lose more funds than you deposit to the Margin Account. A decline in the value of securities that are purchased on margin may require you to provide additional funds to Dint to avoid the forced sale of t
effect from time to time. 'Applicable Law" shall also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. 1340914.0196 9 012145.0329,3 SDNY_GM_00038151 CONFIDENTIAL CONFI
lly understand the risks IrwoIved in trading securities on margin. These risks include the following: 1. You can lose more funds than you deposit in the Margin Account. A decline in the value of securities that are purchased on margin may require you to provide additional funds to DBSI to avoid the forced sale of t
affect from time to tare. 'Applicable Law" shall also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. is-AwM-D196 9 012145=813 CONFIDENTIAL - PURSUANT TO FED R. CRIM. P
lly understand the risks involved in trading securities on margin. These risks include the following. 1. You can lose more funds than you deposit in the Margin Account. A decline in the value of securities that are purchased on margin may require you to provide additional funds to DBSI to avoid the forced sale of t
effect frem time to time. 'Applicable Law' shill also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. 13-AWM.0196 9 012149032813 CONFIDENTIAL - PURSUANT TO FED. R GRIM.
ly understand the risks involved in trading securities on margin. These risks include the following: 1. You can lose more funds than you deposit in the Margin Account. A decline in the value of securities that are purchased on margin may require you to provide additional funds to DBSI to avoid the forced sale of t
effect from time to time. 'Applicable Law" shall also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. 13-AWM.0196 9 012145 032813 CONFIDENTIAL — PURSUANT TO FED. R. CRI
ly understand the risks involved in trading securities on margin. These risks include the following: 1. You can lose more funds than you deposit in the Margin Account. A decline in the value of securities that are purchased on margin may require you to provide additional funds to DBSI to avoid the forced sale of t
t any equity or index option I may hold with an in -the -money" value of one cent ($0.01.) or more at expiration will automatically be exercised by the Options Clearing Corporation If I fail to give instructions to the contrary by expiration date. I am also aware that I may not receive actual notice of an exercise or assignme
4/13 131 Standing Instructions for Derivatives Collateral Transfers and Margin Loan Form - Overview and Instructions J.P Morgan D. Transfers from the Margin Account to the Derivatives Account (Optional) Further, by checking the boxes below, the undersigned has elected to authorize, direct, and empower 3.P. Marg
Entities connected to both the Options Clearing Corporation and the Margin Account
Pershing
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONPershing LLC
ORGANIZATIONthe State of New York
LOCATIONDeutsche Bank Securities Inc.
ORGANIZATION
Deutsche Bank
ORGANIZATION
Jeffrey Epstein
PERSON
Federal Reserve
ORGANIZATION
FDIC
ORGANIZATION
United States
LOCATION
JPMorgan Chase
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATIONDEISI
ORGANIZATION
George W. Bush
PERSONCustomer Inquiries/Customer Complaints
ORGANIZATIONForeign Securities which Client
ORGANIZATIONApplicable Law
PERSONSouthern Trust Company
ORGANIZATION
Joi Ito
PERSON
the Internal Revenue Service
ORGANIZATION