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Obligor is in default of its obligations in respect of its debt securities or other financial obligations (end Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase), (f) Foreign Securities in question play he urirated, and (9) such Foreign Securities are not s
effect frem time to time. :Applicable Lae, shall also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. 13-AWM.0196 $ CONFIDENTIAL 013145032813 SDNY_GM_00037910 CONFIDE
Obligor is in default of its obligations in respect of its debt securities or other financial obligations land Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase), (f) Foreign Securities in question may be unrated, and (9) such Foreign Securities are not sui
effect from time to time. 'Applicable Law" shall also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. 1340914.0196 9 012145.0329,3 SDNY_GM_00038151 CONFIDENTIAL CONFI
Obligor is in default of its obligations in respect of its debt securities or other financial obligations (and Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase), (1) Foreign Securities in question may be unrated, and (g) such Foreign Securities are not sui
affect from time to tare. 'Applicable Law" shall also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. is-AwM-D196 9 012145=813 CONFIDENTIAL - PURSUANT TO FED R. CRIM. P
Obligor is in default of its obligations in respect of its debt securities or other financial obligations (and Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase), (f) Foreign Securities in question may he ticketed. and (g) such Foreign Securities are riot s
effect frem time to time. 'Applicable Law' shill also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. 13-AWM.0196 9 012149032813 CONFIDENTIAL - PURSUANT TO FED. R GRIM.
Obligor is in default of Its obligations in respect of its debt securities or other financial obligations (and Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase), (f) Foreign Securities in question may be unrated, and (g) such Foreign Securities are not sui
effect from time to time. 'Applicable Law" shall also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. 13-AWM.0196 9 012145 032813 CONFIDENTIAL — PURSUANT TO FED. R. CRI
Entities connected to both Foreign Securities which Client and the Options Clearing Corporation
Pershing
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONPershing LLC
ORGANIZATIONthe State of New York
LOCATION
Deutsche Bank
ORGANIZATION
Federal Reserve
ORGANIZATION
United States
LOCATION
Jeffrey Epstein
PERSON
FDIC
ORGANIZATIONDeutsche Bank Securities Inc.
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATIONForeign Securities
ORGANIZATIONthe Margin Account
ORGANIZATIONCustomer Inquiries/Customer Complaints
ORGANIZATION
George W. Bush
PERSONDEISI
ORGANIZATIONApplicable Law
PERSON
the Internal Revenue Service
ORGANIZATIONSouthern Trust Company
ORGANIZATIONthe Federal Arbitration Act
ORGANIZATION