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INFORMATION: AND (2) THE INFORMATION CONTAINED IN This ACCOUNT APPLICATION IS ACCURATE. CLIENT ACKNOWLEDGES THAT THIS ACCOUNT AGREEMENT CONTAINS A PRE-DISPUTE ARBITRATION CLAUSE AT SECTION III. PAGE 5, AND CLIENT AGREES TO TTT TERMS TALL ACCOUNT AGREEMENT SIGNATORIES MUST INITIAL). INITIAL HERE THE INTERNAL REVENUE SERVICE
effect frem time to time. :Applicable Lae, shall also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. 13-AWM.0196 $ CONFIDENTIAL 013145032813 SDNY_GM_00037910 CONFIDE
INFORMATION: AND (2) THE INFORMATION CONTAINED IN THIS ACCOUNT APPLICATION IS ACCURATE. CLIENT ACKNOWLEDGES THAT THIS ACCOUNT AGREEMENT CONTAINS A PRE-DISPUTE ARBITRATION CLAUSE AT SECTION 111, PAGE 5, AND CLIENT AGREES TO TERMS CALL ACCOUNT AGREEMENT SIGNATORIES MUST INITIAL). INITIAL HERE THE INTERNAL REVENUE SERVICE DO
effect from time to time. 'Applicable Law" shall also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. 1340914.0196 9 012145.0329,3 SDNY_GM_00038151 CONFIDENTIAL CONFI
NT INFORMATION: AND (2) THE INFORMATION CONTAINED IN THIS ACCOUNT APPUCATION IS ACCURATE. CUENT ACKNOWLEDGES THAT THIS ACCOUNT AGREEMENT CONTAINS A PRE-DISPUTE ARBITRATION CLAUSE AT SECTION III, PAGE 5, AND CLIENT AGREES TO IT TERMS CALL ACCOUNT AGREEMENT SIGNATORIES MUST INITIAL). INITIAL-HERE THE INTERNAL REVENUE SERVICE
effect frem time to time. 'Applicable Law' shill also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. 13-AWM.0196 9 012149032813 CONFIDENTIAL - PURSUANT TO FED. R GRIM.
T INFORMATION: AND (2) THE INFORMATION CONTAINED IN THIS ACCOUNT APPLICATION IS ACCURATE. CUENT ACKNOWLEDGES THAT THIS ACCOUNT AGREEMENT CONTAINS A PRE-DISPUTE ARBITRATION CLAUSE AT SECTION III, PAGE 5. AND CLIENT AGREES TO IT TERMS (ALL ACCOUNT AGREEMENT SIGNATORIES MUST INITIAL). INITIAL HERE THE INTERNAL REVENUE SERVICE
effect from time to time. 'Applicable Law" shall also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. 13-AWM.0196 9 012145 032813 CONFIDENTIAL — PURSUANT TO FED. R. CRI
orm JPMS promptly of any material change in the information. 1. ARBITRATION; CONSENT TO JURISDICTION; SERVICE OF PROCESS. THIS AGREEMENT CONTAINS A PRE-DISPUTE ARBITRATION CLAUSE. BY SIGNING AN ARBITRATION AGREEMENT, THE PARTIES AGREE AS FOLLOWS: • AU. PARTIES TO THIS AGREEMENT ARE GIVING UP THE RIGHT TO SUE EACH OTHER IN C
that any equity or index option I may hold wIth an sin-the-money' value of one cent ($0.01) or more at expiration will automatically be exercised by the Options Clearing Corporation If I fall to gate instructions to the contrary by expiration date. I am also aware that I may not receive actual notice of an exercise or assignment
rm )PMS promptly of any material change In the information. 11. ARBITRATION; CONSENT TO JURISDICTION; SERVICE OF PROCESS. THIS AGREEMENT CONTAINS A PRE-DISPUTE ARBITRATION CLAUSE. BY SIGNING AN ARBITRATION AGREEMENT, THE PARTIES AGREE AS FOLLOWS: • AU. PARTIES TO THIS AGREEMENT ARE GIVING UP THE RIGHT TO SUE EACH OTHER IN C
that any equity or index option I may hold with an •in-the-money' value of one cent ($0.01) or more at expiration will automatically be exerdsed by the Options Clearing Corporation If I fail to give instructions to the contrary by expiration date. I am also aware that I may not receive actual notice of an exerose or assignment
Entities connected to both PRE-DISPUTE ARBITRATION CLAUSE and the Options Clearing Corporation
Pershing
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONPershing LLC
ORGANIZATIONthe State of New York
LOCATION
Deutsche Bank
ORGANIZATION
Jeffrey Epstein
PERSON
Federal Reserve
ORGANIZATIONDeutsche Bank Securities Inc.
ORGANIZATION
FDIC
ORGANIZATIONDEISI
ORGANIZATION
Joi Ito
PERSON
United States
LOCATIONSouthern Trust Company
ORGANIZATIONthe Margin Account
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATIONClient and Deutsche Bank Securities Inc.
ORGANIZATIONCustomer Inquiries/Customer Complaints
ORGANIZATIONApplicable Law
PERSONthe Federal Arbitration Act
ORGANIZATION
the Internal Revenue Service
ORGANIZATION