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Document Mentions (6 shared documents)
2 mentions1 same-page
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that certain offerings (pursuant to Regulation S of the U.S. Securities Act of 1933 and, in the case of bearer debt obligations, in compliance with the U.S. Tax Equity and Fiscal Responsibility Act of 1982) are only available for purchase outside the United States. Any documents for such offerings must be read by
bligor is in default of its obligations in respect of its debt securities or other financial obligations (and Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase), (f) Foreign Securities in question may be unrated, and (g) such Foreign Securities are not s
2 mentions1 same-page
Page ?Same page
that certain offerings (pursuant to Regulation S of the U.S. Securities Act of 1933 and, in the case of bearer debt obligations, in compliance with the U.S. Tax Equity and Fiscal Responsibility Act of 1982) are only available for purchase outside the United States. Any documents for such offerings must be read by
bligor is in default of its obligations in respect of its debt securities or other financial obligations (and Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase), (f) Foreign Securities in question may be unrated, and (g) such Foreign Securities are not s
2 mentions1 same-page
Page ?Same page
that certain offerings (pursuant to Regulation S of the U.S. Securities Act of 1933 and, in the case of bearer debt obligations, in compliance with the U.S. Tax Equity and Fiscal Responsibility Act of 1982) are only available for purchase outside the United States. Any documents for such offerings must be read by
bligor is in default of its obligations in respect of its debt securities or other financial obligations (and Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase), (f) Foreign Securities in question may be unrated, and (g) such Foreign Securities are not s
Sponsored
2 mentions1 same-page
Page ?Same page
d, in the case of bearer debt prospectuses. Forms ADV by email, facsimile, to deliver Materials to EFTA01465389 obligations, in compliance with the U.S. Tax Equity and Fiscal Responsibility Act of 1982) are only available for purchase outside the United States. Any documents for such offerings must be read by
bligor is in default of its obligations in respect of its debt securities or other financial obligations (and Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase), (f) Foreign Securities in question Foreign Securities are not suitable for all investors. C
2 mentions1 same-page
Page ?Same page
that certain offerings (pursuant to Regulation S of the U.S. Securities Act of 1933 and, in the case of bearer debt obligations, in compliance with the U.S. Tax Equity and Fiscal Responsibility Act of 1982) are only available for purchase outside the United States. Any documents for such offerings must be read by
bligor is in default of its obligations in respect of its debt securities or other financial obligations (and Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase), (f) Foreign Securities in question may be unrated, and (g) such Foreign Securities are not s
2 mentions1 same-page
Page ?Same page
that certain offerings {pursuant to Regulation S of the U.S. Securities Act of 1933 and, in the case of bearer debt obligations, in compliance with the U.S. Tax Equity and Fiscal Responsibility Act of 1982) are only available for purchase outside the United States. Any documents for such offerings must be read by
ligor is in default of its obligations in respect of its debt securities or other financial obligations (and Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase); (6) Foreign Securities in question may be unrated; and (7) such Foreign Securities are not su
Sponsored
Mutual Connections (36)
Entities connected to both the U.S. Tax Equity and Foreign Securities which Client
United States
LOCATION14 w/ the·24 w/ Foreign
Pershing
LOCATION6 w/ the·24 w/ Foreign
Federal Reserve
ORGANIZATION6 w/ the·22 w/ Foreign
Adobe Reader
ORGANIZATION17 w/ the·6 w/ Foreign
Foreign Securities
ORGANIZATION4 w/ the·18 w/ Foreign
the Securities and Exchange Commission
ORGANIZATION6 w/ the·16 w/ Foreign
Deutsche Bank Trust Company Americas
ORGANIZATION15 w/ the·6 w/ Foreign
Deutsche Bank Securities Inc.
ORGANIZATION9 w/ the·11 w/ Foreign
the State of New York
LOCATION6 w/ the·14 w/ Foreign
Deutsche Bank
ORGANIZATION11 w/ the·9 w/ Foreign
the Office Supervisor
ORGANIZATION14 w/ the·6 w/ Foreign
Pershing LLC
ORGANIZATION6 w/ the·14 w/ Foreign
Securities Investor Protection Corporation
ORGANIZATION6 w/ the·13 w/ Foreign
Customer Inquiries/Customer Complaints
ORGANIZATION6 w/ the·13 w/ Foreign
the Margin Account
ORGANIZATION6 w/ the·12 w/ Foreign
FDIC
ORGANIZATION5 w/ the·10 w/ Foreign
AL
Applicable Law
PERSON4 w/ the·10 w/ Foreign
the Internal Revenue Service
ORGANIZATION4 w/ the·10 w/ Foreign
Hold Mail Service
ORGANIZATION10 w/ the·4 w/ Foreign
the Pre-Dispute Arbitration Clause
ORGANIZATION6 w/ the·7 w/ Foreign