5
Shared Docs
5
Same-Page
5 / 5
Mentions
al Transaction Detail (continued) INVESTMENT ACTIVITY (continued) 58111-0410 nuoa Con DAM TIVASALMON 0W20101 08/15/01 BOUGHT 01301IPTION BARNES & NOBLE INC COVER Wet EXECUTION BY IPSO COMMISSION 35.00 DIAMONDS TRUST-UNIT SERE S 1 DIA -900 103.96000 STICeI. eactrnota BY BUCK COVAIISSIN 54.00
2.807 MAY DEPARTMENT STORES CO MAY SHRT .3.250 33.6500 -109.363 -3.055 2.7934 NOVEL DENIM HOLDINGS LTD NVLD MRGN 27.150 9.9500 270.143 NEIMAN-MARCUS GROUP INC NMGA SW! .1.500 312100 -47.715 CL A NAUTICA ENTERPRISES INC NAUT MRGN 15.800 14.0500 221.990 NORDSTROm INC JWN SHRT -5.200 20.0500
800 53.9000 43,120 BLOCKBUSTER INC 881 SHRT -1.900 16.0200 -30.438 -152 0.4994 CI A BEBE STORES INC BEBE SHRI -900 30.6400 -27.575 BARNES & NOBLE INC BKS SHRI -1.600 37.2700 -59.632 JOSEPH A BANK CLOTHIERS INC /OSB MRGN 8.500 4.7000 39.950 eta Snym Satan Ø. UM wentron UM, North (90012
6.925 MAY DEPARTMENT STORES CO MAY SHRT -1.450 31.8200 -46.139 -1.353 2.9541 NOVEL DENIM HOLDINGS LTD MAD 1.*GN 27.150 14.1100 383.087 NEIMAN-MARCUS GROUP INC NMGA SHRT -1.500 32.5000 -48.750 CL A NALMCA ENTERPRISES INC NAUT AIRGN 13.000 14.3000 185.900 NATIONAL INSTRUMENTS CORP NAZI SHRT .4
400 52.1700 -73.038 BROWN SHOE COMPANY BWS MRGN 10.200 11.3000 115.260 4.080 3.5398 BEBE STORES INC BEBE SHRT -2.100 17.4200 -36,582 BARNES & NOBLE INC BKS SHRT -1,400 36.7000 -51,380 JOSEPH A BANK CLOTHIERS INC JOSB MRGN 13,200 7.2000 95,040 BLYTH INC BTH SHRT -900 20.0100 -18,009
BOUGHT MAY DEPARTMENT STORES CO MAY 1.900 32.24050 61,385.95 COVER SHORT, EXECUTION BY BUCK COMMISSION 114,00 10/09/01 10/03/01 BOUGHT NEIMAN-MARCUS GROUP INC NMGA 500 26.09740 13.098.70 CL A COVER SHOAT, EXECUTION BY VKCO COMMISSION 35,00 10/09/01 10/03/01 BOUGHT NORDSTROM INC JWN 900 15.57
2,100 46.2000 97,020 BROWN SHOE COMPANY BWS MRGN 8,500 15.1000 128,350 3.400 2.6490 BEBE STORES INC BEBE MRGN 7.000 30.3600 212.520 BARNES & NOBLE INC BKS SHRT -500 40.4700 -20.235 JOSEPH A BANK CLOTHIERS INC JOSS MRGN 8.500 5.7900 49.215 BED BAN & BEYOND INC BB8Y SHRT -2.100 28.8500
22,807 MAY DEPARTMENT STORES CO MAY SHRT -3,250 33.6500 -109,363 -3.055 2/934 NOVEL DENIM HOLDINGS LTD NVLD MRGN 27,150 9.9500 270,143 NEIMAN-MARCUS GROUP INC NMGA SHRT -1,500 31.8100 -47.715 CL A NAUTICA ENTERPRISES INC NAUT MRGN 15.800 14.0500 221.990 NORDSTROM INC JWN SHRT -5.200 20.0500
800 53.9000 43,120 BLOCKBUSTER INC BBI SHRT -1.900 16.0200 -30A38 -152 0.4994 CL A BEBE STORES INC BEBE SHRT -900 30.6400 -27.576 BARNES & NOBLE INC BKS SHRT -1.600 37.2700 -59.632 JOSEPH A BANK CLOTHIERS INC JOSS MRGN 8.500 4.7000 39.950 027 07,2&131:11:43 001 V482 EFTA00199512 C
56,925 MAY DEPARTMENT STORES CO MAY SHRT -1,450 31.8200 -46,139 -1,363 2.9541 NOVEL DENIM HOLDINGS LM NVLD MRGN 27,150 14.1100 383,087 NEIMAN-MARCUS GROUP INC NMGA SHRT -1,500 32.5000 -48.750 CL A NAUTICA ENTERPRISES INC NAUT MRGN 13,000 14.3000 185.900 NATIONAL INSTRUMENTS CORP NATI SHRT -1
Entities connected to both BARNES & NOBLE INC and NEIMAN-MARCUS GROUP INC

CABOT CORP
ORGANIZATION
Ghislaine Maxwell
PERSONSYMBOL TECHNOLOGIES INC
ORGANIZATION
Ralph Lauren
PERSONCHICOS FAS INC
ORGANIZATIONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONCOSTCO WHOLESALE CORP-NEW
ORGANIZATIONUNITED RETAIL GROUP INC
ORGANIZATIONLARRY KEMP
PERSON
Julie K. Brown
PERSONOSHKOSH B GOSH INC CL
ORGANIZATIONFOOTSTAR INC
ORGANIZATIONALBERTSONS INC
ORGANIZATIONGENESCO INC
ORGANIZATIONBEBE STORES INC
ORGANIZATIONTALBOTS INC
ORGANIZATIONLVMH MOET
ORGANIZATION
Tiffany Trump
PERSONSTEVEN MADDEN LTD
ORGANIZATION
Paul Ryan
PERSON