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et mutual funds or deposit products that are unaffiliated with DBSI if Clenta Account is an individual rentement account or an ERISA account, or if DEISI is acting as Chant's investment adviser. Client understands that any funds Client has on deposit with the banks participating in MP will be allocate
lly understand the risks involved in trading securities on margin. These risks include the following: 1. You can lose more funds than you deposit to the Margin Account. A decline in the value of securities that are purchased on margin may require you to provide additional funds to Dint to avoid the forced sale of t
rvice providers (es set forth horeiol end DBSI Affiliates such credit•related and business conduct information and any other confidentialinformation DEISI, Deutsche Bank AG and such Affibetels) may have about Clint and Client's Account, in accordance with DI3S1's Privacy Policy and Applicable Law. DBSI
old short depreciates. an amount equal to such decline wit be transferred from the cash account to the Margin Account resulting in a credit entry in the Margin Account. The closing price from the previous business day is used to determine any appreciation or depreciation io the merkot value of any security sold sho
uciary certain information In connection with the services that DBSI provides to a plan, to assist the fiduciary In evaluating the reasonableness of DEISI's services and related compensation. The disclosure Is available online, at http/Mvewpwm.db.comiernericasfeiVerisa_disdosure_pcs.html. By signing be
lly understand the risks IrwoIved in trading securities on margin. These risks include the following: 1. You can lose more funds than you deposit in the Margin Account. A decline in the value of securities that are purchased on margin may require you to provide additional funds to DBSI to avoid the forced sale of t
d register these eacurities. DBSI will not be liable for any delays in the processing of tilese securities or for any losses caused by these delays. DEISI has the right to decline to accept an order for these securities until the transfer and registration of such securities has been approveo. 9. Orde
lly understand the risks invotvod in trading securities on margin. These risks include the following: I. You can lose morn funds then you deposit in the Margin Account. A decline in the valuo of securities the! are purchased on margin may reauire you to provide additional funds to DBSI to avoid the forted sale of t
each Joint Accountholder to 0851 and its Affiliates or Pershing. With respect to the lien granted to DBSI and its Affiliates, DBSI (or Pershing, at DEISI's instruction) may. at any time and without prior notice, sell, transfer, release, exchange, settle or otherwise dispose in or deal witn any or all
ly understand the risks involved in trading securities on margin. These risks include the following: 1. You can lose more funds than you deposit in the Margin Account. A decline in the value of securities that are purchased on margin may require you to provide additional funds to DBSI to avoid the forced sale of t
Agreement shall be determined only before an arbitration panel set up by FINRA in accordance with its arbitration procedures or an exchange of which DEISI is a member in accordance with the rules of that particular regulatory agency then in effect. Client may elect in the first instance whether arbitra
iates, an amount equal to such appreciation will be transferred from Client's Margin Account to Client's short Acoouot resulting in a debit entry in the Margin Account. If the aggregate yelue of all the securities sold short depreciates. an amount equal to such decline will be transferred from the cash account to
and all Obligations of each Joint Accountholder to DBSI and its Affiliates or Pershing. With respect to the lien granted to DBSI and its Affiliates, DEISI (or Pershing, at DBSI's instruction) may, at any time and without prior notice, sell, transfer, release, exchange, settle or otherwise dispose of or
ly understand the risks involved in trading securities on margin. These risks include the following: 1. You can lose more funds than you deposit in the Margin Account. A decline in the value of securities that are purchased on margin may require you to provide additional funds to DBSI to avoid the forced sale of t
y Client. 14. Restricted Securities. Client will not post Restricted Securities as collateral for margin transactions without the prior approval of DEISI. 15. Collection Remedies. OBSI reserves the right to assert any other remedies available under Applicable Law to collect any and all amounts) due t
iates, en amount equal to such appreciation will be transferred from Client's Margin Account to Client's short Account resulting in a debit entry in the Margin Account. If the aggregate value of all the securities sold short depreciates, an amount equal to such decline will be transferred from the cash account to
y Client. 14. Restricted Securities. Client will not post Restricted Securities as collateral for margin transactions without the prior approval of DEISI. 15. Collection Remedies. OBSI reserves the right to assert any other remedies available under Applicable Law to collect any and all amounts) due t
iates, en amount equal to such appreciation will be transferred from Client's Margin Account to Client's short Account resulting in a debit entry in the Margin Account. If the aggregate value of all the securities sold short depreciates, an amount equal to such decline will be transferred from the cash account to
ll not be considered a waiver of the right to sell or buy without demand or notice as provided herein. Client further understands end agrees that if DEISI or Pershing permits Client a perod of time in which to satisfy a call, the granting of this period of time shall not la any way waive or diminish t
iates, an amount equal to such appreciation will be transferred from Client's Margin Account to Client's short Account resulting in a debit entry in the Margin Account. If the aggregate value of all the securities sold short depreciates, an amount equal to such decline will be transferred from the cash account to
Entities connected to both DEISI and the Margin Account
Pershing
LOCATIONDeutsche Bank Securities Inc.
ORGANIZATIONSecurities and Other Property
ORGANIZATION
Jeffrey Epstein
PERSON
United States
LOCATIONPershing LLC
ORGANIZATIONthe State of New York
LOCATION
Deutsche Bank
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATION
Federal Reserve
ORGANIZATIONCustomer Inquiries/Customer Complaints
ORGANIZATIONForeign Securities which Client
ORGANIZATIONthe Federal Arbitration Act
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATIONClient and Deutsche Bank Securities Inc.
ORGANIZATIONApplicable Law
PERSONForeign Securities
ORGANIZATIONThe Terms and Conditions of this
ORGANIZATION
the Internal Revenue Service
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATION