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et mutual funds or deposit products that are unaffiliated with DBSI if Clenta Account is an individual rentement account or an ERISA account, or if DEISI is acting as Chant's investment adviser. Client understands that any funds Client has on deposit with the banks participating in MP will be allocate
ign Securities in question play he urirated, and (9) such Foreign Securities are not suitable for all investors. Client authorizes ()BSI to purchase Foreign Securities (and, in the case of Foreign Securities denominated in forego cuironcies. the relevant foreign currencies) from or sell Foreign Senurities (and fore
uciary certain information In connection with the services that DBSI provides to a plan, to assist the fiduciary In evaluating the reasonableness of DEISI's services and related compensation. The disclosure Is available online, at http/Mvewpwm.db.comiernericasfeiVerisa_disdosure_pcs.html. By signing be
oreign Securities in question may be unrated, and (9) such Foreign Securities are not suitable for all investors. Client authorizes DBSI to purchase Foreign Securities (and, in the case of Foreign Securities denominated in foreign currencies, the relevant foreign currencies) from or sell Foreign Securities (and for
rty, or to substitute securities in Client's Account. 8. Restricted Seothitiee. fl ed will not buy, sell or pledge any Restricted Securities without DEISI's prior written approval. Prior to placing any order for Restricted Securities subject to Rule 144 or 145 of the Securities Act of 1933. Client mus
reign Securities in question may be urirated, and (g) such Foreign Securities are not suitable for all investors. Client authorizes DBSI to purchase Foreign Securities (and, in the case of Foreign Securities denominated in Ibreign currencies, the relevant foreign currencies) from or sell Foreign Seoornes (und forei
each Joint Accountholder to 0851 and its Affiliates or Pershing. With respect to the lien granted to DBSI and its Affiliates, DBSI (or Pershing, at DEISI's instruction) may. at any time and without prior notice, sell, transfer, release, exchange, settle or otherwise dispose in or deal witn any or all
eign Securities in question may he ticketed. and (g) such Foreign Securities are riot suitable for all investors. Client authorizes DBSI to purchase Foreign Securities (and, in the case of Foreign Securities denominated in foreigo currencies, the relevant foreign currencies) from or sell Foreign Senurities fend for
otice to Cliot If DBSI does bot reteive payment by sethoment dote. Alternatively, upon Client's failure to pay for purchased and settled securities. DEISI has the right to sell Securities and Other Property held in any of Client's Account(s), and charge to Client any loss resulting therefrom. 6. Sale
Foreign Secunties in question may be unrated. and (g) such Foreign Securities are not suitable for all investors. Client authorizes DBSI to purchase Foreign Securities (and, in the case of Foreign Securities denominated in Ibreign currencies, tho relevant foreign currencies) from or sell Foreign Seorunies (und fore
and all Obligations of each Joint Accountholder to DBSI and its Affiliates or Pershing. With respect to the lien granted to DBSI and its Affiliates, DEISI (or Pershing, at DBSI's instruction) may, at any time and without prior notice, sell, transfer, release, exchange, settle or otherwise dispose of or
oreign Securities in question may be unrated, and (g) such Foreign Securities are not suitable for all investors. Client authorizes DBSI to purchase Foreign Securities (and, in the case of Foreign Securities denominated in foreign currencies, the relevant foreign currencies) from or sell Foreign Securities (and for
ottery allocation system for the called Securities and Other Property. 8. Non-Investment Adviser Capacity. Unless DBSI agrees otherwise in writing, DEISI is not acting as an 'investment adviser" (as such term is defined in the Investment Advisers Act of 1940, as emended) with respect to the Client's
oreign Secteihes in question may he urirated, and (g) such Foreign Securities are not suitable for all investors. Client authorizes DBSI to purchase Foreign Securities (and, in the case of Foreign Securities denominated in foreign cuironcies, the relevant foreign currencies) from or sell Foreign Securities (and for
ottery allocation system for the called Securities and Other Property. 8. Non-Investment Adviser Capacity. Unless DBSI agrees otherwise in writing, DEISI is not acting as an 'investment adviser" (as such term is defined in the Investment Advisers Act of 1940, as emended) with respect to the Client's
oreign Secteihes in question may he urirated, and (g) such Foreign Securities are not suitable for all investors. Client authorizes DBSI to purchase Foreign Securities (and, in the case of Foreign Securities denominated in foreign cuironcies, the relevant foreign currencies) from or sell Foreign Securities (and for
Entities connected to both DEISI and Foreign Securities
Pershing
LOCATIONDeutsche Bank Securities Inc.
ORGANIZATION
United States
LOCATION
Federal Reserve
ORGANIZATION
Jeffrey Epstein
PERSONForeign Securities which Client
ORGANIZATIONPershing LLC
ORGANIZATIONthe State of New York
LOCATIONSecurities Investor Protection Corporation
ORGANIZATION
Deutsche Bank
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATIONthe Margin Account
ORGANIZATIONCustomer Inquiries/Customer Complaints
ORGANIZATIONthe Federal Arbitration Act
ORGANIZATIONApplicable Law
PERSONClient and Deutsche Bank Securities Inc.
ORGANIZATIONSecurities and Other Property
ORGANIZATION
the Internal Revenue Service
ORGANIZATIONRestricted Securities'
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATION