Epstein Secrets

et mutual funds or deposit products that are unaffiliated with DBSI if Clenta Account is an individual rentement account or an ERISA account, or if DEISI is acting as Chant's investment adviser. Client understands that any funds Client has on deposit with the banks participating in MP will be allocate

Obligor is in default of its obligations in respect of its debt securities or other financial obligations (end Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase), (f) Foreign Securities in question play he urirated, and (9) such Foreign Securities are not s

uciary certain information In connection with the services that DBSI provides to a plan, to assist the fiduciary In evaluating the reasonableness of DEISI's services and related compensation. The disclosure Is available online, at http/Mvewpwm.db.comiernericasfeiVerisa_disdosure_pcs.html. By signing be

Obligor is in default of its obligations in respect of its debt securities or other financial obligations land Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase), (f) Foreign Securities in question may be unrated, and (9) such Foreign Securities are not sui

rty, or to substitute securities in Client's Account. 8. Restricted Seothitiee. fl ed will not buy, sell or pledge any Restricted Securities without DEISI's prior written approval. Prior to placing any order for Restricted Securities subject to Rule 144 or 145 of the Securities Act of 1933. Client mus

Obligor is in deb-cult of its obligations in respect of its debt securities or other financial obligations (and Cliam specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase). If) Foreign Securities in question may be urirated, and (g) such Foreign Securities are not su

d register these eacurities. DBSI will not be liable for any delays in the processing of tilese securities or for any losses caused by these delays. DEISI has the right to decline to accept an order for these securities until the transfer and registration of such securities has been approveo. 9. Orde

bligor is in default of its obligations in respect of its debt securities or other financial obligations (and Client specifically ackhowledges that Foreign Securities which Client purchases May be In default at the time of purchase); MI Feieign Securities in question may be waled; and (7) such Foreign Securities are not suitab

each Joint Accountholder to 0851 and its Affiliates or Pershing. With respect to the lien granted to DBSI and its Affiliates, DBSI (or Pershing, at DEISI's instruction) may. at any time and without prior notice, sell, transfer, release, exchange, settle or otherwise dispose in or deal witn any or all

Obligor is in default of its obligations in respect of its debt securities or other financial obligations (and Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase), (f) Foreign Securities in question may he ticketed. and (g) such Foreign Securities are riot s

otice to Cliot If DBSI does bot reteive payment by sethoment dote. Alternatively, upon Client's failure to pay for purchased and settled securities. DEISI has the right to sell Securities and Other Property held in any of Client's Account(s), and charge to Client any loss resulting therefrom. 6. Sale

Obligor is in default of its obligations in respect of its debt securities or other financial obligations (and Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase). (f) Foreign Secunties in question may be unrated. and (g) such Foreign Securities are not suit

and all Obligations of each Joint Accountholder to DBSI and its Affiliates or Pershing. With respect to the lien granted to DBSI and its Affiliates, DEISI (or Pershing, at DBSI's instruction) may, at any time and without prior notice, sell, transfer, release, exchange, settle or otherwise dispose of or

Obligor is in default of Its obligations in respect of its debt securities or other financial obligations (and Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase), (f) Foreign Securities in question may be unrated, and (g) such Foreign Securities are not sui

ottery allocation system for the called Securities and Other Property. 8. Non-Investment Adviser Capacity. Unless DBSI agrees otherwise in writing, DEISI is not acting as an 'investment adviser" (as such term is defined in the Investment Advisers Act of 1940, as emended) with respect to the Client's

Obligor is in default of its obligations in respect of its debt securities or other financial obligations (and Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase), (f) Foreign Secteihes in question may he urirated, and (g) such Foreign Securities are not sui

ottery allocation system for the called Securities and Other Property. 8. Non-Investment Adviser Capacity. Unless DBSI agrees otherwise in writing, DEISI is not acting as an 'investment adviser" (as such term is defined in the Investment Advisers Act of 1940, as emended) with respect to the Client's

Obligor is in default of its obligations in respect of its debt securities or other financial obligations (and Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase), (f) Foreign Secteihes in question may he urirated, and (g) such Foreign Securities are not sui