3
Shared Docs
3
Same-Page
3 / 3
Mentions
et mutual funds or deposit products that are unaffiliated with DBSI if Clenta Account is an individual rentement account or an ERISA account, or if DEISI is acting as Chant's investment adviser. Client understands that any funds Client has on deposit with the banks participating in MP will be allocate
d, hypothecated or rehypothecated without notice to Client, either separately or in common with other Securities and Other Property of 0851's other Clionts for any amount due in any account with DBSI in which Client has ao interest, or for any greater amount, and DBSI may do so without retaining in its
ottery allocation system for the called Securities and Other Property. 8. Non-Investment Adviser Capacity. Unless DBSI agrees otherwise in writing, DEISI is not acting as an 'investment adviser" (as such term is defined in the Investment Advisers Act of 1940, as emended) with respect to the Client's
d, hypothecated or rehypothecated without notice to Client, either separately or in common with other Securities end Other Property of DBSI's other Clionts for any amount due in any account with DBSI in which Client has ao interest, or for any greater amount, and DBSI may do so without retaining in its
ottery allocation system for the called Securities and Other Property. 8. Non-Investment Adviser Capacity. Unless DBSI agrees otherwise in writing, DEISI is not acting as an 'investment adviser" (as such term is defined in the Investment Advisers Act of 1940, as emended) with respect to the Client's
d, hypothecated or rehypothecated without notice to Client, either separately or in common with other Securities end Other Property of DBSI's other Clionts for any amount due in any account with DBSI in which Client has ao interest, or for any greater amount, and DBSI may do so without retaining in its
Entities connected to both DEISI and Clionts
Pershing
LOCATION
United States
LOCATION
Federal Reserve
ORGANIZATIONForeign Securities which Client
ORGANIZATIONForeign Securities
ORGANIZATIONthe Securities and Exchange Commissinn
ORGANIZATIONSecurities anti Other Property
ORGANIZATIONDFISI
ORGANIZATIONen Affiliate
ORGANIZATION