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et mutual funds or deposit products that are unaffiliated with DBSI if Clenta Account is an individual rentement account or an ERISA account, or if DEISI is acting as Chant's investment adviser. Client understands that any funds Client has on deposit with the banks participating in MP will be allocate
INFORMATION: AND (2) THE INFORMATION CONTAINED IN This ACCOUNT APPLICATION IS ACCURATE. CLIENT ACKNOWLEDGES THAT THIS ACCOUNT AGREEMENT CONTAINS A PRE-DISPUTE ARBITRATION CLAUSE AT SECTION III. PAGE 5, AND CLIENT AGREES TO TTT TERMS TALL ACCOUNT AGREEMENT SIGNATORIES MUST INITIAL). INITIAL HERE THE INTERNAL REVENUE SERVICE
rvice providers (es set forth horeiol end DBSI Affiliates such credit•related and business conduct information and any other confidentialinformation DEISI, Deutsche Bank AG and such Affibetels) may have about Clint and Client's Account, in accordance with DI3S1's Privacy Policy and Applicable Law. DBSI
INFORMATION: AND (2) THE INFORMATION CONTAINED IN THIS ACCOUNT APPLICATION IS ACCURATE. CLIENT ACKNOWLEDGES THAT THIS ACCOUNT AGREEMENT CONTAINS A PRE-DISPUTE ARBITRATION CLAUSE AT SECTION III. PAGE 5. AND CLIENT AGREES TO ITflf RMS (ALL ACCOUNT AGREEMENT SIGNATORIES MUST INITIAL). INITIAL HERE' THE INTERNAL REVENUE SERVIC
uciary certain information In connection with the services that DBSI provides to a plan, to assist the fiduciary In evaluating the reasonableness of DEISI's services and related compensation. The disclosure Is available online, at http/Mvewpwm.db.comiernericasfeiVerisa_disdosure_pcs.html. By signing be
INFORMATION: AND (2) THE INFORMATION CONTAINED IN THIS ACCOUNT APPLICATION IS ACCURATE. CLIENT ACKNOWLEDGES THAT THIS ACCOUNT AGREEMENT CONTAINS A PRE-DISPUTE ARBITRATION CLAUSE AT SECTION 111, PAGE 5, AND CLIENT AGREES TO TERMS CALL ACCOUNT AGREEMENT SIGNATORIES MUST INITIAL). INITIAL HERE THE INTERNAL REVENUE SERVICE DO
each Joint Accountholder to 0851 and its Affiliates or Pershing. With respect to the lien granted to DBSI and its Affiliates, DBSI (or Pershing, at DEISI's instruction) may. at any time and without prior notice, sell, transfer, release, exchange, settle or otherwise dispose in or deal witn any or all
NT INFORMATION: AND (2) THE INFORMATION CONTAINED IN THIS ACCOUNT APPUCATION IS ACCURATE. CUENT ACKNOWLEDGES THAT THIS ACCOUNT AGREEMENT CONTAINS A PRE-DISPUTE ARBITRATION CLAUSE AT SECTION III, PAGE 5, AND CLIENT AGREES TO IT TERMS CALL ACCOUNT AGREEMENT SIGNATORIES MUST INITIAL). INITIAL-HERE THE INTERNAL REVENUE SERVICE
Agreement shall be determined only before an arbitration panel set up by FINRA in accordance with its arbitration procedures or an exchange of which DEISI is a member in accordance with the rules of that particular regulatory agency then in effect. Client may elect in the first instance whether arbitra
INFORMATION: AND (2) THE INFORMATION CONTAINED IN THIS ACCOUNT APPLICATION IS ACCURATE. CLIENT ACKNOWLEDGES THAT THIS ACCOUNT AGREEMENT CONTAINS A PRE-DISPUTE ARBITRATION CLAUSE AT SECTION III. PAGE 5. AND CLIENT AGREES TO ITf RMS (ALL ACCOUNT AGREEMENT SIGNATORIES MUST INITIALI. INITIAL HERE THE INTERNAL iTEYENUE SERVICE
and all Obligations of each Joint Accountholder to DBSI and its Affiliates or Pershing. With respect to the lien granted to DBSI and its Affiliates, DEISI (or Pershing, at DBSI's instruction) may, at any time and without prior notice, sell, transfer, release, exchange, settle or otherwise dispose of or
T INFORMATION: AND (2) THE INFORMATION CONTAINED IN THIS ACCOUNT APPLICATION IS ACCURATE. CUENT ACKNOWLEDGES THAT THIS ACCOUNT AGREEMENT CONTAINS A PRE-DISPUTE ARBITRATION CLAUSE AT SECTION III, PAGE 5. AND CLIENT AGREES TO IT TERMS (ALL ACCOUNT AGREEMENT SIGNATORIES MUST INITIAL). INITIAL HERE THE INTERNAL REVENUE SERVICE
N AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Intonation for ER ISA employee benefit plan chants: U.S. Department of Labor regulations moire DEISI to tastiest, to a responsible plan fiduciary certain information in connection with the services that DWI provides to a plan, to assist the fiduciar
ANT INFORMATION; AND (2) THE INFORMATION CONTAINED IN THIS ACCOUNT APPLICATION IS ACCURATE. CLIENTACKNOWLEDGES THATTHIS ACCOUNT AGREEMENTCONTAINS A PRE-DISPUTE ARBITRATION CLAUSE AT SECTION ILE PAGE 5, ANOC(IENT AGREES TO ITS TE3hASIALkACCOONT AGREEMENI SIGNATORIES MUSI thin IAL). INITIAL IIEFIE:, .1 St/7. ' DIE INTERNAL R
Entities connected to both DEISI and PRE-DISPUTE ARBITRATION CLAUSE
Pershing
LOCATIONDeutsche Bank Securities Inc.
ORGANIZATION
Jeffrey Epstein
PERSON
United States
LOCATIONPershing LLC
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONthe State of New York
LOCATION
Federal Reserve
ORGANIZATION
Deutsche Bank
ORGANIZATIONthe Margin Account
ORGANIZATIONthe Federal Arbitration Act
ORGANIZATIONClient and Deutsche Bank Securities Inc.
ORGANIZATIONCustomer Inquiries/Customer Complaints
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONForeign Securities which Client
ORGANIZATION
Joi Ito
PERSONApplicable Law
PERSONthe Securities and Exchange Commission
ORGANIZATION
the Internal Revenue Service
ORGANIZATIONForeign Securities
ORGANIZATION