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ion: For Internal use only Stew, Daniel is correct. I am not going to approve any AIS for this client for Canyon. Thank you Ziggy Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Key Client Partners - Americas Deutsche Bark Securities Inc. Deutsche Asset & Wealth Management 345 Par
From: Zbynek Kozelsky Sent: 11/22/2016 10:33:52 AM To: Daniel Sabba Stewart Oldfield ; Darlene Zong CC: Subject: Todd Stevens RE: Canyon requests - AIS - KCP Cl
bba Sent: Tuesday, November 22, 2016 10:32 AM To: Stewart Oldfield; Darlene Zong Cc: Zbynek Kozelsky; Todd Stevens Subject: RE: Canyon requests - AIS - KCP [I] Classification: For Internal use only Stew — I received guidance from Todd/Ziggy we wouldn't be marketing Canyon to Southern Financial. From:
From: Daniel Sabba Sent: 11/22/2016 10:32:28 AM To: Stewart 0ldfield Darlene Zong CC: Zbynek Kozelsky Todd Stevens Subject: RE: Canyon requests - AIS KCP Classification: For Internal use only Slew — I received guidance from Todd/Ziggy we wouldn't
ase keep in mind that TFMG is a COD account. You won't be able to book Canyon there unless you have a new account (cash). Thank you Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Key Client Partners - Americas Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Par
outhern Financial. From: Stewart Oldfield Sent: Tuesday, November 22, 2016 10:30 AM To: Daniel Sabba; Darlene Zong Subject: FW: Canyon requests - AIS - KCP [I] Classification: For internal use only Can we send these today? Thanks From: Zbynek Kozelsky Sent: Tuesday, November 15, 2016 5:44 PM To: Ste
P [I] Classification: For internal use only lam afraid we may be in violation of KCP KOPs if we do it your way... Thank you Ziggy Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Key Client Partners - Americas Deutsche Bank Securities Inc. Deutsche Asset 8 Wealth Management 345 Par
To: Stewart Oldfield Cc: Mathew Negus; Todd Stevens; Joseph Dursi Subject: RE: Canyon requests - AIS - KCP [I] Classification: For internal use only lam afraid we may be in violation of KCP KOPs if we do it your way... Thank you Ziggy Zbynek "Ziggy" K
[I] Classification: For Internal use only I am afraid we may be in violation of Ka' KOPs if we do it your way... Thank you Ziggy Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Key Client Partners - Americas Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Par
ozelsky Sent: Tuesday, November 15, 2016 3:14 PM To: Stewart Oldfield Cc: Mathew Negus; Todd Stevens; Joseph Dursi Subject: RE: Canyon requests - AIS - KCP [I] Classification: For Internal use only I am afraid we may be in violation of Ka' KOPs if we do it your way... Thank you Ziggy Zbynek "Ziggy"
[I] Classification: For internal use only I am afraid we may be in violation of KCP KOPs if we do it your way... Thank you Ziggy Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Key Client Partners - Americas Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park
Oldfield Sent: Tuesday, November 15, 2016 5:21 PM To: Zbynek Kozelsky Cc: Mathew Negus; Todd Stevens; Joseph Dursi Subject: RE: Canyon requests - AIS - KCP [I] Classification: For internal use only Then please tell me specifically what I need to do and for which clients. Are we only talking about South
Entities connected to both Zbynek Kozelsky and AIS - KCP

Martha Stewart
PERSON
Stewart Oldfield
PERSONDeutsche Bank Securities Inc.
ORGANIZATIONZiggy
PERSONDeutsche Asset & Wealth Management
ORGANIZATIONTodd Stevens
PERSON
Deutsche Bank
ORGANIZATION
Daniel Sabba
PERSONJoseph Dursi
PERSON
Prince Andrew
PERSONMathew Negus
PERSON