Document Mentions (3 shared documents)

EFTA00168878

3 mentions1 same-page

Page ?Same page

C Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000299 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0IN30000000D9

Exposed Person (PEP)?(/ Yes, *noe) Oyes 2 No To the best of your knowledge, is the individual related to an emptoyee of the DB group?(d Fami Y or Friendslip, desatbe) O Family O Friendship El Nebo To the best of your knowledge, is the irdivklual party to a non-banking relatkinship with Deutsche Bank

Exposed Person (PEP)?(/ Yes, tote) Oyes 2 No To the best of your knowledge, is the individual related to an employee of the DB group?(1 Fami Y or Friendslip, to te) O Family O Friendship El Woe To the best of your knowledge, is the in:WI:fuel party to a non-banking relationship with Deutsche Bank (e.

EFTA00168793

2 mentions1 same-page

Page ?Same page

C Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000162 1.1§et92814145 EFIA_000 19055 EFTA00168802

osed Person (PEP)?(/ Yes, *tote) ❑D yes g No To the best of your knowledge, is the individual related to an employee of the DB group?(r Fond Y or Friendslip, desatbe) O Family O Friendship El None To the best of your knowledge, is the irdivklual party to a non-banking relationship with Deutsche Bank

EFTA00168833

2 mentions1 same-page

Page ?Same page

C Policy (I) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Office's, Brokers, Client Managers, etc. Deutsche Bank Americas New York CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000245 UM92814208 EFIA_00019118 EFTA00168865

xposed Person (PEP)?(/ Yes, *tote) Oyes 2 No To the best of your knowledge, is the individual related to an employee of the DB group?(d Fami Y or Friendslip, dote) O Family O Friendship El Nome To the best of your knowledge, is the in:WI:fuel party to a non-banking relationship with Deutsche Bank (e.