Document Mentions (3 shared documents)

EFTA00168878

3 mentions1 same-page

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Integration?lid=01N30000000D9Di&e... 4'9,824261 EFIA_00019171 EFTA00168918 KYC Print Page 42 of 42 PRIVATE WEALTH MANAGEMENT POLICY STATEMENT.• Deutsche Bank Private Wealth Management (PHI* worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals1(1) (CFP 's) should establ

Exposed Person (PEP)?(/ Yes, *noe) Oyes 2 No To the best of your knowledge, is the individual related to an emptoyee of the DB group?(d Fami Y or Friendslip, desatbe) O Family O Friendship El Nebo To the best of your knowledge, is the irdivklual party to a non-banking relatkinship with Deutsche Bank

Exposed Person (PEP)?(/ Yes, tote) Oyes 2 No To the best of your knowledge, is the individual related to an employee of the DB group?(1 Fami Y or Friendslip, to te) O Family O Friendship El Woe To the best of your knowledge, is the in:WI:fuel party to a non-banking relationship with Deutsche Bank (e.

EFTA00168793

2 mentions1 same-page

Page ?Same page

b• Market Team Head (SMTH): (Signature) AML Business Risk: (Signature) AML Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals1(1) (CFP's) should establi

osed Person (PEP)?(/ Yes, *tote) ❑D yes g No To the best of your knowledge, is the individual related to an employee of the DB group?(r Fond Y or Friendslip, desatbe) O Family O Friendship El None To the best of your knowledge, is the irdivklual party to a non-banking relationship with Deutsche Bank

EFTA00168833

2 mentions1 same-page

Page ?Same page

ED. R. CRIM. P. 6(0) DB-SONY-0000244 UM28142°7 EFIA_00019117 EFTA00168864 KYC Print Page 33 of 33 PRIVATE WEALTH MANAGEMENT POLICY STATEMENT': Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals) (1) (CFP's) should establ

xposed Person (PEP)?(/ Yes, *tote) Oyes 2 No To the best of your knowledge, is the individual related to an employee of the DB group?(d Fami Y or Friendslip, dote) O Family O Friendship El Nome To the best of your knowledge, is the in:WI:fuel party to a non-banking relationship with Deutsche Bank (e.