4
Shared Docs
4
Same-Page
4 / 4
Mentions
10% stockholder, or otherwise classified as a control person or insider, or securities that are subject to any restrictions on resale (whether by Applicable Law, contract or legend on the security), or are not traded on or through a national securities exchange, automated quotation system or other nationall
that certain offerings (pursuant to Regulation S of the U.S. Securities Act of 1933 and, in the case of bearer debt obligations, in compliance with the U.S. Tax Equity and Fiscal Responsibility Act of 1982) are only available for purchase outside the United States. Any documents for such offerings must be read by
10% stockholder, or otherwise classified as a control person or insider, or securities that are subject to any restrictions on resale (whether by Applicable Law, contract or legend on the security), or are not traded on or through a national securities exchange, automated quotation system or other nationall
that certain offerings (pursuant to Regulation S of the U.S. Securities Act of 1933 and, in the case of bearer debt obligations, in compliance with the U.S. Tax Equity and Fiscal Responsibility Act of 1982) are only available for purchase outside the United States. Any documents for such offerings must be read by
10% stockholder, or otherwise classified as a control person or insider, or securities that are subject to any restrictions on resale (whether by Applicable Law, contract or legend on the security), or are not traded on or through a national securities exchange, automated quotation system or other nationall
that certain offerings (pursuant to Regulation S of the U.S. Securities Act of 1933 and, in the case of bearer debt obligations, in compliance with the U.S. Tax Equity and Fiscal Responsibility Act of 1982) are only available for purchase outside the United States. Any documents for such offerings must be read by
10% stockholder, or otherwise classified as a control person or insider, or securities that are subject to any restrictions on resale (whether by Applicable Law, contract or legend on the security), or are not traded on or through a national securities exchange, automated quotation system or other nationall
d, in the case of bearer debt prospectuses. Forms ADV by email, facsimile, to deliver Materials to EFTA01465389 obligations, in compliance with the U.S. Tax Equity and Fiscal Responsibility Act of 1982) are only available for purchase outside the United States. Any documents for such offerings must be read by
Entities connected to both Applicable Law and the U.S. Tax Equity

United States
LOCATIONAdobe Reader
ORGANIZATION
Federal Reserve
ORGANIZATIONthe State of New York
LOCATIONDeutsche Bank Trust Company Americas
ORGANIZATIONDeutsche Bank Securities Inc.
ORGANIZATIONthe Office Supervisor
ORGANIZATION
Deutsche Bank
ORGANIZATIONCustomer Inquiries/Customer Complaints
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONPershing LLC
ORGANIZATIONPershing
LOCATIONForeign Securities which Client
ORGANIZATIONthe Margin Account
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATION
FDIC
ORGANIZATIONHold Mail Service
ORGANIZATION
the Internal Revenue Service
ORGANIZATIONForeign Securities
ORGANIZATIONThe Terms and Conditions of this
ORGANIZATION